Swiss American Advisors Ltd.
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jun 30, 2026
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hueppi, Otto, E | Ceo | Dec 2009 (17y) | Less than 5% | |
| Baumann, Chantal | Owner | Sep 2017 (9y) | ≈ 42.19% – 100% via Bvf Holding Ag | |
| Huegi, Thomas | Chief Compliance Officer | Nov 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Avalon Group | Shareholder | Nov 2017 | A | 75% or more |
| Bvf Holding Ag | Owner | Oct 2022 | B | ≈ 56.25% – 100% via Avalon Group |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Baumann, Chantal: 75% – 100% of Bvf Holding Ag × 75% – 100% of Avalon Group × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Bvf Holding Ag: 75% – 100% of Avalon Group × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 855 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Event Detail: OTTO HUEPPI WAS CHARGED ON 19 DECEMBER 2012 BY A FEDERAL GRAND JURY WITH ONE COUNT OF CONSPRIACY IN VIOLATION OF 18 US CODE SECTION 371 (UNITED STATES V. STEPHEN FELLMANN, ET. AL., UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK, 12 CR.00962 (JPO)). NO PLEA HAS BEEN ENTERED TO THIS FELONY CHARGE, WHICH IS UNRELATED TO THE BUSINESS OF SWISS AMERICAN ADVISORS LTD. Status: Pending Disposition: THERE IS NO DISPOSITION Summary: PLEASE REFER TO THE INDICMENT FOR A DESCRIPTION OF ITS ALLEGATIONS
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Bank Vontobel Ag $46.9M (88% of AUM) Apr 2024
- Efg Bank Ag $6.4M (12% of AUM) Apr 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗