Btg Pactual Asset Management Us , Llc
- Regulatory AUM
- $30.1B
- Discretionary
- $29.7B
- Clients
- 616
- Avg AUM / client
- $48.9M
- Accounts
- 621
- Employees
- 180
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Asset allocation (SMA assets by investment type)
as of Mar 31, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 308 positions, $1,155,666,484)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $104,184,038 | 174,352 | 9.02% | 0.35% |
| 2 | Ishares Tr | RUS 1000 GRW ETF | $73,300,292 | 171,905 | 6.34% | 0.24% |
| 3 | Select Sector Spdr Tr | STATE STREET ENE | $39,892,512 | 651,200 | 3.45% | 0.13% |
| 4 | Vanguard World Fd | MEGA GRWTH IND | $35,988,176 | 97,943 | 3.11% | 0.12% |
| 5 | Vanguard World Fd | MEGA CAP VAL ETF | $31,059,306 | 214,276 | 2.69% | 0.1% |
| 6 | Totalenergies Se | ACT | $26,664,802 | 300,000 | 2.31% | 0.09% |
| 7 | Nvidia Corporation | COM | $25,938,338 | 148,729 | 2.24% | 0.09% |
| 8 | Amazon Com Inc | COM | $25,155,059 | 120,781 | 2.18% | 0.08% |
| 9 | State Str Spdr S&P 500 Etf T | TR UNIT | $24,605,614 | 37,835 | 2.13% | 0.08% |
| 10 | Vanguard Intl Equity Index F | FTSE EUROPE ETF | $23,465,018 | 284,666 | 2.03% | 0.08% |
| 11 | Alphabet Inc | CAP STK CL C | $21,756,610 | 75,844 | 1.88% | 0.07% |
| 12 | Berkshire Hathaway Inc Del | CL B NEW | $21,561,604 | 44,995 | 1.87% | 0.07% |
| 13 | Microsoft Corp | COM | $21,555,739 | 58,232 | 1.87% | 0.07% |
| 14 | Spdr Gold Tr | GOLD SHS | $19,362,620 | 44,999 | 1.68% | 0.06% |
| 15 | Taiwan Semiconductor Manufac | SPONSORED ADS | $16,947,517 | 50,148 | 1.47% | 0.06% |
| 16 | Petroleo Brasileiro S A | SPONSORED ADR | $15,207,053 | 732,870 | 1.32% | 0.05% |
| 17 | Jpmorgan Chase & Co | COM | $15,183,363 | 51,616 | 1.31% | 0.05% |
| 18 | Ameren Corp | COM | $14,590,231 | 132,735 | 1.26% | 0.05% |
| 19 | Select Sector Spdr Tr | STATE STREET HEA | $13,447,362 | 91,722 | 1.16% | 0.04% |
| 20 | Dominion Energy Inc | COM | $12,497,037 | 202,152 | 1.08% | 0.04% |
| 21 | Kosmos Energy Ltd | NOTE 3.125% 3/1 | $12,487,046 | 15,705,000 | 1.08% | 0.04% |
| 22 | Wec Energy Group Inc | COM | $12,280,419 | 106,076 | 1.06% | 0.04% |
| 23 | American Elec Pwr Co Inc | COM | $12,193,062 | 93,020 | 1.06% | 0.04% |
| 24 | Vanguard Index Fds | MID CAP ETF | $11,753,129 | 40,926 | 1.02% | 0.04% |
| 25 | Ge Vernova Inc | COM | $11,435,863 | 13,101 | 0.99% | 0.04% |
Top 25 of 308 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 77 | $34.6M | 0.11% |
| High net worth individuals | 139 | $1.1B | 3.65% |
| Pooled investment vehicles (non-investment companies) | 57 | $20.0B | 66.5% |
| Pension and profit sharing plans | 0 | $0 | — |
| State or municipal government entities | Fewer than 5 clients | $0 | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $7.3B | 24.1% |
| Corporations and other businesses | 343 | $1.7B | 5.56% |
Private funds (33)
View all →Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $21.0B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Btg Pactual Rates Master Fund Ltd master | Hedge Fund | Cayman Islands | $10.4B | 523 |
| Btg Pactual Global Rates Master Fund, Lp | Hedge Fund | Cayman Islands | $5.8B | 2 |
| Btg Pactual Absolute Return Master Fund, Lp | Hedge Fund | Cayman Islands | $2.0B | 3 |
| Project Longhorn Aggregator, L.P. master | Private Equity Fund | Delaware | $388M | 28 |
| Btg Pactual Brazil Timberland Fund I, Lp | Private Equity Fund | Cayman Islands | $339M | 13 |
| Btg Pactual Strategic Capital Fund A, L.P. | Private Equity Fund | Delaware | $233M | 41 |
| Btg Pactual Pnw Fund Iii Llc | Private Equity Fund | Delaware | $207M | 12 |
| Btg Pactual Pnw Fund Iv Llc | Private Equity Fund | Delaware | $194M | 6 |
| Aurora Midwest Industrial Holdings Lp master | Private Equity Fund | Delaware | $158M | 134 |
| Btf Ii C, Lp | Private Equity Fund | Canada | $136M | 1 |
| Btf Ii B, Lp | Private Equity Fund | Canada | $136M | 2 |
| Btf Ii, Lp | Private Equity Fund | Canada | $135M | 2 |
| Btf Ii A, Lp | Private Equity Fund | Canada | $132M | 3 |
| Reforestation Fund I, Lp | Private Equity Fund | Canada | $122M | 4 |
| Btg Pactual Consumer Asset Backed Investment Master Fund Lp master | Hedge Fund | Cayman Islands | $90.1M | 124 |
People (68)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Fath, John, Joseph | Managing Partner | Sep 2008 (18y) | Less than 5% | |
| Esteves, Andre, Santos | Shareholder | Jun 2009 (17y) | ≈ 0.74% – 18.75% via Btg Pactual G7 Holding S.A. | |
| Dixit, Nandikesh, Anilkumar | Chief Legal Officer | Sep 2018 (8y) | Less than 5% | |
| Rose, William, Glisson | Chief Operating Officer | Oct 2018 (8y) | Less than 5% | |
| Ingram, Sharon, Ann | Chief Compliance Officer | Feb 2022 (5y) | Less than 5% | |
| Maron, Alexis, Gontow | Chief Financial Officer | May 2023 (3y) | Less than 5% | |
| Ana Luiza D Sigaud | Registered representative | Apr 2022 (4y) | ||
| Vinicius Martin Lopes | Registered representative | Sep 2022 (4y) | ||
| Bernardo Nascentes Penido | Registered representative | Oct 2022 (4y) | ||
| Stephanie Escudeiro Cukier | Registered representative | Oct 2022 (4y) | ||
| Guilherme Caio Salgueiro | Registered representative | Dec 2022 (4y) | ||
| Gabriel Morgado Meirelles Cardoso | Registered representative | Jan 2023 (4y) | ||
| Gabriel Nemeth | Registered representative | Jan 2023 (4y) | ||
| Mariah Ruiz Saad | Registered representative | Jan 2023 (4y) | ||
| Maria Cristina Vergara | Registered representative | CFA | Jan 2023 (4y) | |
| Philippe Kriz Pakciarz | Registered representative | CFA | Jan 2023 (4y) | |
| Isabella Schmitt Freyre | Registered representative | Mar 2023 (3y) | ||
| Luiz Carlos Lopes Megna | Registered representative | Mar 2023 (3y) | ||
| Eduardo Orta Sagres | Registered representative | Mar 2023 (3y) | ||
| Eduardo Rigon Loja | Registered representative | Jun 2023 (3y) | ||
| Ricardo Costa | Registered representative | CFA | Sep 2023 (3y) | |
| Rodrigo Rabello Motta | Registered representative | Sep 2023 (3y) | ||
| Danilo Balthazar Falconi | Registered representative | CFA | Oct 2023 (3y) | |
| Gustavo Fraga Abrunhosa | Registered representative | Dec 2023 (3y) | ||
| Matheus Afonso Sofia Da Silva | Registered representative | Jan 2024 (3y) | ||
| Alberto Satoshi Tani | Registered representative | CFA | Feb 2024 (2y) | |
| Kenia Giordani Borges | Registered representative | Feb 2024 (2y) | ||
| Marcel Vieira | Registered representative | Feb 2024 (2y) | ||
| Fernando Torres Cintra | Registered representative | Mar 2024 (2y) | ||
| Claudio De Moraes Selma | Registered representative | Mar 2024 (2y) | ||
| Stefano Sarmento Pinto | Registered representative | CFA | Mar 2024 (2y) | |
| Roberta Barbaceia | Registered representative | Apr 2024 (2y) | ||
| Marcio Felipe De Almeida Batista | Registered representative | Apr 2024 (2y) | ||
| Thais Da Costa Ferreira | Registered representative | May 2024 (2y) | ||
| Alfredo Jaramillo Armenta | Registered representative | May 2024 (2y) | ||
| David Gabriel Vita Saadi | Registered representative | Jun 2024 (2y) | ||
| Mauricio De Freitas Leite | Registered representative | Jul 2024 (2y) | ||
| Sophia Bretthauer | Registered representative | Jul 2024 (2y) | ||
| Renato Moritz Cavalcanti | Registered representative | Jul 2024 (2y) | ||
| Leticia Perez Pinheiro Chagas | Registered representative | Sep 2024 (2y) | ||
| Maria Julia Seabra Almeida Magalhaes | Registered representative | Sep 2024 (2y) | ||
| Priscilla Almeida Do Nascimento | Registered representative | Sep 2024 (2y) | ||
| Marta Borges Cannis | Registered representative | Sep 2024 (2y) | ||
| Daniel Romagnose Cordeiro Coccaro | Registered representative | Oct 2024 (2y) | ||
| Guilherme Almendra Martins Goncalves | Registered representative | Nov 2024 (2y) | ||
| Lucas Fonseca De Macedo | Registered representative | Nov 2024 (2y) | ||
| Cassio Pavini Paulucci | Registered representative | CFA | Nov 2024 (2y) | |
| Marcello Correa | Registered representative | Dec 2024 (2y) | ||
| Carlos Eduardo Duarte Ribeiro Filho | Registered representative | Dec 2024 (2y) | ||
| Daniel Gammerman | Registered representative | Jan 2025 (2y) | ||
| Joao Vitor Costa Percia | Registered representative | Jan 2025 (2y) | ||
| Daniel Paganello | Registered representative | CFA | Jan 2025 (2y) | |
| Joseph T Monagle | Registered representative | Jan 2025 (2y) | ||
| Karen Elizabeth Denti | Registered representative | Jan 2025 (2y) | ||
| Luis Antonio Samayoa | Registered representative | Jan 2025 (2y) | ||
| Mariana Gelbert Moraes Magaldi | Registered representative | Mar 2025 (1y) | ||
| Consuelo Maria Palomo | Registered representative | Mar 2025 (1y) | ||
| Fernando Cecconello Preto | Registered representative | Mar 2025 (1y) | ||
| Francisco Carlos Sprovieri Filho | Registered representative | Mar 2025 (1y) | ||
| Georgia Barwinkel Siegmann | Registered representative | Apr 2025 (1y) | ||
| Mateus Cosac Said | Registered representative | Jun 2025 (1y) | ||
| Caio Nunes Lima | Registered representative | Dec 2025 (1y) | ||
| Juan Felipe Henao | Registered representative | Dec 2025 (1y) | ||
| Dagmara Katarzyna Frankowska | Registered representative | Dec 2025 (1y) | ||
| Maria Luiza Del Roio | Registered representative | Jan 2026 (1y) | ||
| Maria P Mayer | Registered representative | Jan 2026 (1y) | ||
| Liridon Fetahu | Registered representative | Mar 2026 (0y) | ||
| Bernardo Rocha De Macedo Moraes | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Btg Pactual Ny Corporation | Managing Partner | Dec 2011 | A | 75% or more |
| Banco Btg Pactual S.A. | Owner | Jul 2011 | B | ≈ 31.64% – 100% via Btg Pactual Holding Internacional S.A. |
| Btg Pactual Holding S.A. | Owner | May 2017 | B | ≈ 11.87% – 75% via Btg Pactual Holding Financeira Ltda. |
| Btg Pactual Holding Internacional S.A. | Owner | Dec 2011 | B | ≈ 42.19% – 100% via Btg Pactual Uk Holdco Limited |
| Btg Pactual Uk Holdco Limited | Owner | Sep 2015 | B | ≈ 56.25% – 100% via Btg Pactual Ny Corporation |
| Btg Pactual Holding Financeira Ltda. | Owner | May 2017 | B | ≈ 15.82% – 75% via Banco Btg Pactual S.A. |
| Btg Pactual G7 Holding S.A. | Shareholder | Nov 2012 | B | ≈ 2.97% – 37.5% via Btg Pactual Holding S.A. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Esteves, Andre, Santos: 25% – 50% of Btg Pactual G7 Holding S.A. × 25% – 50% of Btg Pactual Holding S.A. × 75% – 100% of Btg Pactual Holding Financeira Ltda. × 50% – 75% of Banco Btg Pactual S.A. × 75% – 100% of Btg Pactual Holding Internacional S.A. × 75% – 100% of Btg Pactual Uk Holdco Limited × 75% – 100% of Btg Pactual Ny Corporation × 75% – 100% direct ≈ 0.74% – 18.75% of the firm
- Banco Btg Pactual S.A.: 75% – 100% of Btg Pactual Holding Internacional S.A. × 75% – 100% of Btg Pactual Uk Holdco Limited × 75% – 100% of Btg Pactual Ny Corporation × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Btg Pactual Holding S.A.: 75% – 100% of Btg Pactual Holding Financeira Ltda. × 50% – 75% of Banco Btg Pactual S.A. × 75% – 100% of Btg Pactual Holding Internacional S.A. × 75% – 100% of Btg Pactual Uk Holdco Limited × 75% – 100% of Btg Pactual Ny Corporation × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Btg Pactual Holding Internacional S.A.: 75% – 100% of Btg Pactual Uk Holdco Limited × 75% – 100% of Btg Pactual Ny Corporation × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Btg Pactual Uk Holdco Limited: 75% – 100% of Btg Pactual Ny Corporation × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Btg Pactual Holding Financeira Ltda.: 50% – 75% of Banco Btg Pactual S.A. × 75% – 100% of Btg Pactual Holding Internacional S.A. × 75% – 100% of Btg Pactual Uk Holdco Limited × 75% – 100% of Btg Pactual Ny Corporation × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Btg Pactual G7 Holding S.A.: 25% – 50% of Btg Pactual Holding S.A. × 75% – 100% of Btg Pactual Holding Financeira Ltda. × 50% – 75% of Banco Btg Pactual S.A. × 75% – 100% of Btg Pactual Holding Internacional S.A. × 75% – 100% of Btg Pactual Uk Holdco Limited × 75% – 100% of Btg Pactual Ny Corporation × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (33, $21.0B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Btg Pactual Rates Master Fund Ltd | Hedge Fund | $10.4B | $1.0M | 523 |
| Btg Pactual Global Rates Master Fund, Lp | Hedge Fund | $5.8B | $100K | 2 |
| Btg Pactual Absolute Return Master Fund, Lp | Hedge Fund | $2.0B | $1.0M | 3 |
| Project Longhorn Aggregator, L.P. | Private Equity Fund | $388M | $0 | 28 |
| Btg Pactual Brazil Timberland Fund I, Lp | Private Equity Fund | $339M | $10.0M | 13 |
| Btg Pactual Strategic Capital Fund A, L.P. | Private Equity Fund | $233M | $0 | 41 |
| Btg Pactual Pnw Fund Iii Llc | Private Equity Fund | $207M | $5.0M | 12 |
| Btg Pactual Pnw Fund Iv Llc | Private Equity Fund | $194M | $20.0M | 6 |
| Aurora Midwest Industrial Holdings Lp | Private Equity Fund | $158M | $0 | 134 |
| Btf Ii C, Lp | Private Equity Fund | $136M | $10.0M | 1 |
| Btf Ii B, Lp | Private Equity Fund | $136M | $10.0M | 2 |
| Btf Ii, Lp | Private Equity Fund | $135M | $10.0M | 2 |
| Btf Ii A, Lp | Private Equity Fund | $132M | $10.0M | 3 |
| Reforestation Fund I, Lp | Private Equity Fund | $122M | $10.0M | 4 |
| Btg Pactual Consumer Asset Backed Investment Master Fund Lp | Hedge Fund | $90.1M | $100K | 124 |
| Btf Ii C Co Invest, Lp | Private Equity Fund | $68.6M | $0 | 1 |
| Project Kelly Co Investors B, L.P. | Private Equity Fund | $53.1M | $0 | 2 |
| Btf Ii D Co Invest, Lp | Private Equity Fund | $52.8M | $0 | 1 |
| Project Blazers Co Investors, L.P. | Private Equity Fund | $44.6M | $0 | 8 |
| Project Kelly Co Investors A, L.P. | Private Equity Fund | $42.5M | $0 | 9 |
| Btf Ii Co Invest, Lp | Private Equity Fund | $39.1M | $0 | 1 |
| Btg Pactual U.S. Private Credit Investments L.P. | Other Private Fund | $18.8M | $0 | 2 |
| Btg Pactual Strategic Capital Fund B, L.P. | Private Equity Fund | $12.4M | $0 | 27 |
| Project Kelly Co Investors C, L.P. | Private Equity Fund | $11.4M | $0 | 3 |
| Gab Access Fund Lp Series 2 | Private Equity Fund | $9.4M | $50.0K | 16 |
Top 25 of 33 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 11.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: SPOOFING IN VIOLATION OF EXCHANGE RULES. Status: Final Sanction Detail: BANCO BTG AGREED TO PAY A FINE TO THE EXCHANGE IN THE AMOUNT OF $50,000. Summary: ON AUGUST 21, 2015, WITHOUT ADMITTING OR DENYING THE FACTUAL ALLEGATIONS OR A NYMEX RULE VIOLATION, BANCO BTG PACTUAL S.A. ("BANCO BTG"), THE INDIRECT PARENT OF THE FIRM, AGREED TO AN ENTRY OF FINDINGS BY A PANEL OF THE BUSINESS CONDUCT COMMITTEE OF THE NEW YORK MERCANTILE EXCHANGE ("NYMEX") THAT (A) ON SEVERAL TRADE DATES DURING THE TIME PERIOD FROM JANUARY 2013 THROUGH FEBRUARY 2014, A TRADER THEN EMPLOYED BY BANCO BTG PACTUAL ENGAGED IN SPOOFING IN VIOLATION OF EXCHANGE RULES WHICH PROHIBIT THIS PRACTICE AND (B) BANCO BTG FAILED TO ENSURE THAT ITS TRADER CONDUCTED HIS TRADING ACTIVITIES IN COMPLIANCE WITH EXCHANGE RULES. IN CONNECTION THEREWITH, BANCO BTG AGREED TO PAY A FINE TO THE EXCHANGE IN THE AMOUNT OF $50,000. THE EMPLOYEE IS NO LONGER ASSOCIATED WITH THE ORGANIZATION.
Allegations: THE CMVM ALLEGES THAT BTG PACTUAL (UK) LIMITED ("BTG UK") FAILED TO REPORT A NET SHORT POSITION OVER LISTED SHARES IN MARCH OF 2014 AND JULY OF 2014 UNDER ARTICLES 5(1)(2) AND 9(2) OF EU REGULATION NO. 236/2012, WHICH CONSTITUTES AN OFFENSE UNDER ARTICLE 389(1)(C) OF THE PORTUGUESE SECURITIES CODE. THE FAILURE TO COMPLY WITH THE REPORTING OBLIGATION WAS DUE TO A FAILURE OF BTG UK'S IT REPORTING SYSTEM AND BTG UK HAS NEVER BEFORE FAILED TO COMPLY WITH A SHORT-SELLING REPORTING OBLIGATION TO THE CMVM. SINCE ITS FAILURE, BTG UK HAS REVIEWED ITS RELEVANT IT SYSTEMS AND ENSURED THAT NO FAILURE TO REPORT A NET SHORT POSITION ON LISTED SHARES OCCURRED OR CAN OCCUR FOR THE SAME REASON. THE CMVM IMPOSED THE FINE UNDER A SIMPLIFIED PROCEDURE KNOWN AS "PROCESSO SUMARISSIMO", WHICH WAS PURSUED CONSIDERING THE REDUCED GRAVITY OF THE OFFENSE AND THE REDUCED NEGLIGENCE OF BTG UK. Status: Final Sanction Detail: THE FINE WAS FOR 25,000 EUROS AGAINST BTG PACTUAL UK AND HAS BEEN PAID. Summary: BTG UK RECEIVED A LETTER FROM THE PORTUGUESE REGULATOR (CMVM) ISSUING A FINE IN CONNECTION WITH THE LATE REPORTING OF A SHORT SELL POSITION IN BANCO ESPIRITO SANTO ON 5 MARCH 2014. BTG UK'S REPORT SHOULD HAVE BEEN SUBMITTED ON 6 MARCH 2014, HOWEVER BTG UK DID NOT BECOME AWARE OF ITS REPORTING OBLIGATION UNTIL 19 MARCH, AND THEREFORE BTG UK'S REPORT WAS SUBMITTED LATE. THIS INCIDENT WAS PRIMARILY DUE TO INCOMPLETE INFORMATION IN BTG UK'S COMPLIANCE MONITORING SYSTEM, WHICH LED TO BTG UK'S REPORTING SOFTWARE (RAPPTR) NOT FLAGGING A DISCLOSABLE EVENT IN A TIMELY MANNER. FOLLOWING THE ABOVE NOTIFICATION, BTG UK CONDUCTED AN AUDIT OF ITS PORTUGAL REPORTING OBLIGATIONS AND UNCOVERED A SECOND DELAYED REPORT, ON 29 JULY, FOR PORTUGAL TELECOM. THAT REPORT WAS SUBMITTED TO THE CMVM ON 04 AUGUST. THE CMVM IMPOSED THE LOWEST POSSIBLE FINE OF 25,000 EURO THROUGH A SIMPLIFIED PROCEDURE TAKING INTO CONSIDERATION THAT THIS IS BTG UK'S FIRST REPORTING ISSUE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
- • Performance-based fees
- • Other fees
- • ANNUAL FIXED ADVISORY RETAINER FOR INSTITUTIONAL ADVISORY WORK
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Cf Secured, Llc $6.2B (21% of AUM) Mar 2026
- Pershing $878M (3% of AUM) Mar 2026
- Banco Btg Pactual Sa Cayman Branch $461M (2% of AUM) Dec 2024
- Bank J. Safra Sarasin (Bahamas) Ltd. $105M (0% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗