Bay Colony Advisory Group, Inc.
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 2,668
- Avg AUM / client
- $538K
- Accounts
- 4,340
- Employees
- 36
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,786 | $542M | 37.8% |
| High net worth individuals | 864 | $850M | 59.2% |
| Pension and profit sharing plans | 8 | $41.7M | 2.91% |
| Corporations and other businesses | 10 | $1.7M | 0.12% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Scully Signal Company 401(k) Profit Sharing Plan Scully Signal Company | 2024 |
People (29)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Winthrop Ohl | Ceo/President/Chief Compliance Officer | Dec 2009 (17y) | 75% or more | |
| James Clements Catacchio | Executive Vice President/Chief Operations Officer | Jan 2010 (17y) | 10% – 25% | |
| Pamela Jean Bakos | Registered representative | Jan 2014 (13y) | ||
| Robert Lyle Green | Registered representative | Jul 2014 (12y) | ||
| Elizabeth Mary Vallone | Registered representative | Sep 2015 (11y) | ||
| Stephen M Daglio | Registered representative | Sep 2015 (11y) | ||
| Thomas M Sliney | Registered representative | CFA | Oct 2015 (11y) | |
| Richard Mollin | Registered representative | Sep 2016 (10y) | ||
| Mitchell Alan Glazier | Registered representative | CFP | Jan 2017 (10y) | |
| Shawn Richard Tewksbury | Registered representative | CFP | May 2017 (9y) | |
| Michael James Benenson | Registered representative | Mar 2018 (8y) | ||
| Timothy Thomas Dougherty | Registered representative | Aug 2018 (8y) | ||
| John Britton Hughes | Registered representative | Jul 2019 (7y) | ||
| Francois Jerome Ducroux | Registered representative | Jul 2020 (6y) | ||
| Michael John Cook | Registered representative | Aug 2020 (6y) | ||
| Jeffrey Martin Leonard | Registered representative | CFP | Jan 2021 (6y) | |
| Silas Hemenway Witherbee | Registered representative | Feb 2021 (6y) | ||
| Peter John Earle Grose | Registered representative | CFP | Jun 2021 (5y) | |
| David James Boczar | Registered representative | CFP CFA | Jan 2022 (5y) | |
| David Edward Bunker | Registered representative | Feb 2022 (5y) | ||
| Carmel Ann Furtado | Registered representative | Feb 2023 (3y) | ||
| Stilson Noriyoshi Tomita | Registered representative | Chartered Financial Consultant | Sep 2023 (3y) | |
| Ethan Mark Freishtat | Registered representative | CFP | Nov 2023 (3y) | |
| Shawn Paul Harrington | Registered representative | Nov 2023 (3y) | ||
| Jacob D Murray | Registered representative | CFP | Nov 2023 (3y) | |
| Matthew Michael Graham | Registered representative | Mar 2024 (2y) | ||
| Sandi S. Goodman Brown | Registered representative | Apr 2024 (2y) | ||
| Nicholas Peter Jon Grose | Registered representative | May 2024 (2y) | ||
| Jennifer Jill Anderson | Registered representative | Oct 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Scully Signal Company 401(k) Profit Sharing Plan | Scully Signal Company | 89 | $12.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PLATFORM FEE FROM SUB-ADVISERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $1.3B (88% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗