Ballast, Inc.
- Regulatory AUM
- $752M
- Discretionary
- $700M
- Clients
- 476
- Avg AUM / client
- $1.6M
- Accounts
- 1,888
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 237 | $88.3M | 11.8% |
| High net worth individuals | 217 | $627M | 83.4% |
| Pension and profit sharing plans | 17 | $29.1M | 3.88% |
| Charitable organizations | 3 | $2.4M | 0.31% |
| State or municipal government entities | 1 | $3.9M | 0.52% |
| Other | 1 | $713K | 0.09% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Centre College Retirement Plan Centre College | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Valentine Boardman | President | CFP | Jan 2008 (19y) | 50% – 75% |
| Andrew Joseph Reynolds | Vice President | CFP | Mar 2010 (16y) | 25% – 50% |
| Cameron K Hamilton | Secretary, Director Of Financial Planning | CFP | Oct 2014 (12y) | 5% – 10% |
| Brian Todd Burton | Treasurer, Director Of Portfolio Strategy | CFP | Mar 2015 (11y) | 5% – 10% |
| Jeffrey Edmund Lehmann | Chief Compliance Officer | Aug 2020 (6y) | Less than 5% | |
| Frank Edward Yozwiak | Registered representative | CFP | Feb 2018 (8y) | |
| Trent Turner Lakes | Registered representative | CFP | Apr 2023 (3y) | |
| Catherine Richmond | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Centre College Retirement Plan | Centre College | 503 | $112M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PERCENTAGE OF CLIENT'S NET WORTH
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $656M (87% of AUM) Jul 2026
- Tiaa Cref Individual & Institutional Services, Llc $21.9M (10% of AUM) Dec 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗