Beck Capital Management Llc
- Regulatory AUM
- $562M
- Discretionary
- $562M
- Clients
- 451
- Avg AUM / client
- $1.2M
- Accounts
- 1,110
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 256 | $87.0M | 15.5% |
| High net worth individuals | 193 | $470M | 83.6% |
| Charitable organizations | 1 | $4.9M | 0.88% |
| Corporations and other businesses | 1 | $140K | 0.02% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Franklin Beck | Owner And Chief Investment Advisor | Dec 2009 (17y) | 75% or more | |
| William Frederick Gregory | Chief Compliance Officer And Vice President Operations | Dec 2009 (17y) | Less than 5% | |
| Justin Michael Simmons | Registered representative | Jan 2010 (17y) | ||
| Gerald Thomas Mcilhon | Registered representative | Mar 2010 (16y) | ||
| Melanie A. Johnson | Registered representative | Mar 2011 (15y) | ||
| Michael Edward Quigley | Registered representative | Chartered Financial Consultant | Apr 2020 (6y) | |
| Victor Daniel Beck | Registered representative | CFA | Sep 2022 (4y) | |
| Hunter Franklin Beck | Registered representative | Jun 2023 (3y) | ||
| Collin E Osbahr | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $562M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.
View current Form ADV (SEC/IAPD) ↗