Ballentine Partners, Llc
SEC-registered
Multi-Family Office · Large ($10B–$100B)
CRD 152802
· SEC file 801-71062
· Waltham, MA
· BALLENTINEPARTNERS.COM
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ADV data as of Jul 13, 2026
- Regulatory AUM
- $15.3B
- Discretionary
- $11.2B
- Clients
- 353
- Avg AUM / client
- $43.4M
- Accounts
- 7,401
- Employees
- 125
AUM over time
$3.6B
$15.3B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Asset allocation (SMA assets by investment type)
as of Jul 13, 2026
Exchange-traded equities
$9.5B
62%
Registered investment companies (funds/ETFs)
$2.1B
14%
State & local bonds
$1.7B
11%
Pooled investment vehicles
$1.1B
7%
Cash & equivalents
$919M
6%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 342 | $14.8B | 96.9% |
| Pooled investment vehicles (non-investment companies) | 8 | $431M | 2.82% |
| Charitable organizations | 3 | $40.1M | 0.26% |
Private funds (8)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $335M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ballentine Private Equity Fund Ii, Lp | Private Equity Fund | Delaware | $90.6M | 75 |
| Ballentine Private Equity Fund Iii, Lp | Private Equity Fund | Delaware | $80.2M | 52 |
| Ballentine Income Opportunities Fund, Lp | Private Equity Fund | Delaware | $52.3M | 65 |
| Ballentine Income Opportunities Fund, Lp Ii | Private Equity Fund | Delaware | $35.2M | 34 |
| Ballentine Private Real Assets Fund, Lp | Real Estate Fund | Delaware | $30.0M | 40 |
| Ballentine Private Impact Fund, Lp | Private Equity Fund | Delaware | $22.6M | 27 |
| Ballentine Access Fund I, Lp | Private Equity Fund | Delaware | $15.0M | 41 |
| Ballentine Access Fund Ii, Lp | Private Equity Fund | Delaware | $9.0M | 20 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Locke Lord Llp Retirement Savings Plan Locke Lord Llp | 2024 |
People (89)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kyle Judge Schaffer | Elected Manager | CFA | Jan 2010 (17y) | Less than 5% |
| Adam William Ochlis | Chief Wealth Advisory Officer | Feb 2010 (16y) | Less than 5% | |
| Andrew John Mcmorrow | President, Ceo, Elected Manager | CFP | Feb 2010 (16y) | Less than 5% |
| Coventry Edwards Pitt | Chief Creative Officer | CFP CFA | Feb 2010 (16y) | Less than 5% |
| Jayson Stephen Deangelis | Chief Development Officer | CFP | Feb 2010 (16y) | Less than 5% |
| John Barry Tubman | Chief Operating Officer | CFA | Feb 2010 (16y) | Less than 5% |
| Jeffrey Weightman Potter | Cfo | Jan 2014 (13y) | Less than 5% | |
| Christopher C Chandler | Chief Investment Officer | CFA | Apr 2015 (11y) | Less than 5% |
| Jennifer Mcgrath Eaton | Elected Manager | Jul 2015 (11y) | Less than 5% | |
| Stephen Henry Hopkins | Chairman, Elected Manager | Oct 2016 (10y) | Less than 5% | |
| Jennifer Christian Murtie | Elected Manager | Nov 2019 (7y) | Less than 5% | |
| Ballentine, Roy, Cooper | Elected Manager | Jan 2020 (7y) | GP / trustee / elected manager of Ballentine & Co Llc (indirect) | |
| Peter Chiappinelli | Chief Investment Officer | CFA | Feb 2022 (4y) | Less than 5% |
| Gabriel, Laurie, Allen | Elected Manager | Sep 2022 (4y) | Less than 5% | |
| Williamson, Mark, Neville | Elected Manager | Sep 2022 (4y) | Less than 5% | |
| Cleary, Sean | Chief Compliance Officer | Apr 2024 (2y) | Less than 5% | |
| Andrea Clare Dubuc | Registered representative | CFP | Feb 2010 (16y) | |
| Samuel Vongsouthi Gough | Registered representative | CFP | Feb 2010 (16y) | |
| Debra Anne Whitney | Registered representative | CFP | Feb 2010 (16y) | |
| Michael Pasquale Chimento | Registered representative | CFA | Feb 2010 (16y) | |
| Sheila Chen Lawrence | Registered representative | CFP | Feb 2010 (16y) | |
| Stephen A. Martone | Registered representative | CFP | Feb 2010 (16y) | |
| William R. Tickle | Registered representative | CFA | Feb 2010 (16y) | |
| Taryn Dawson | Registered representative | May 2013 (13y) | ||
| Calvin Chicoine | Registered representative | Apr 2016 (10y) | ||
| David Hanson | Registered representative | CFP CFA | Jul 2016 (10y) | |
| Ryan Robert Mcmanus | Registered representative | CFP | Jul 2016 (10y) | |
| Steven Goldman | Registered representative | Nov 2016 (10y) | ||
| Juan David Mejia Trujillo | Registered representative | CFP CFA | Dec 2016 (10y) | |
| Andrew Bonneville Hacker | Registered representative | CFA | Jan 2017 (10y) | |
| Tyler Stephen Lambert | Registered representative | CFP | Mar 2017 (9y) | |
| Christopher Pawlowski | Registered representative | Aug 2017 (9y) | ||
| David J Ferraro | Registered representative | CFP | Nov 2017 (9y) | |
| Emily P Dunford | Registered representative | CFP | Jun 2018 (8y) | |
| Jessica Hunt Minty | Registered representative | CFA | Aug 2018 (8y) | |
| Ryan Grady Bachur | Registered representative | CFA | Nov 2018 (8y) | |
| Keenan Brent Henriques | Registered representative | CFP | May 2019 (7y) | |
| Emily Lynn Cashman | Registered representative | May 2019 (7y) | ||
| Reid Michael Monk | Registered representative | CFP CFA | Jun 2019 (7y) | |
| Jonathan Lustig | Registered representative | CFP | Aug 2019 (7y) | |
| Sean A Edwards | Registered representative | CFP | Apr 2020 (6y) | |
| Alexa Steriti Carbone | Registered representative | CFP | Aug 2020 (6y) | |
| Lisa Jeanne Lamb | Registered representative | CFP | Jan 2021 (6y) | |
| Elliot Rotstein | Registered representative | Feb 2021 (5y) | ||
| Michelle Herd Soufan | Registered representative | CFP | Apr 2021 (5y) | |
| Evan Mark Soraci | Registered representative | CFP | Jun 2021 (5y) | |
| Benjamin Edmund Theodore Daly | Registered representative | CFP CFA | Oct 2021 (5y) | |
| Heather Long | Registered representative | CFP | Nov 2021 (5y) | |
| Courtney Amanda Scott | Registered representative | Dec 2021 (5y) | ||
| Alexys Ann Febonio | Registered representative | Jan 2022 (5y) | ||
| Leeann Maxwell | Registered representative | Feb 2022 (4y) | ||
| Jamie Zoldy | Registered representative | Mar 2022 (4y) | ||
| Robin Severud Dempsey | Registered representative | Jul 2022 (4y) | ||
| Gordon Ryan Freeman | Registered representative | Aug 2022 (4y) | ||
| Meghan Sullivan | Registered representative | CFP | Aug 2022 (4y) | |
| Tim Noah A Kobler | Registered representative | CFA | Oct 2022 (4y) | |
| Megan Ann Havey | Registered representative | CFP | Jan 2023 (4y) | |
| Jamar Gopie | Registered representative | Mar 2023 (3y) | ||
| Jonathan Radford | Registered representative | CFP | Aug 2023 (3y) | |
| Collin Francis Mac Rae | Registered representative | CFP | Aug 2023 (3y) | |
| Chloe Leah Villemure | Registered representative | Nov 2023 (3y) | ||
| Janet Lynn Schwartz | Registered representative | CFP | Nov 2023 (3y) | |
| Janie Marie Monroe | Registered representative | CFP CFA | Apr 2024 (2y) | |
| Illeana Marianne Pangan Osmena | Registered representative | Jun 2024 (2y) | ||
| Elinor Johansson | Registered representative | Sep 2024 (2y) | ||
| James Pleat | Registered representative | Oct 2024 (2y) | ||
| Alanna Paiva Robinson | Registered representative | CFP | Nov 2024 (2y) | |
| Nicholas Herbert Mehlhorn | Registered representative | Jan 2025 (2y) | ||
| Suzannah Bowles Pogue | Registered representative | CFP | Feb 2025 (1y) | |
| Suellen Durkin | Registered representative | CFP | Mar 2025 (1y) | |
| John Brody | Registered representative | Aug 2025 (1y) | ||
| Ivan Caballero | Registered representative | Aug 2025 (1y) | ||
| Robert William Paone | Registered representative | CFP | Sep 2025 (1y) | |
| John Morrison Lucey | Registered representative | Sep 2025 (1y) | ||
| Skye Lynn Henderson | Registered representative | Sep 2025 (1y) | ||
| Stella Joslyn Henderson | Registered representative | Oct 2025 (1y) | ||
| Elizabeth Ellen Chrysanthis | Registered representative | Nov 2025 (1y) | ||
| Alisa Michelle Foster | Registered representative | CFP | Dec 2025 (1y) | |
| Isabella Joan Carrozza | Registered representative | Jan 2026 (1y) | ||
| Rosella Mary Cecil | Registered representative | Feb 2026 (0y) | ||
| Allison Rose Robinson | Registered representative | CFP | Feb 2026 (0y) | |
| Eric Ryan Gregory | Registered representative | Feb 2026 (0y) | ||
| Camden Henning Bowdy | Registered representative | Mar 2026 (0y) | ||
| Cody R Mccallum | Registered representative | CFP | May 2026 (0y) | |
| Cristina Montero Diez | Registered representative | May 2026 (0y) | ||
| Ryan Lenois | Registered representative | May 2026 (0y) | ||
| Emily Constance Lewis | Registered representative | Jun 2026 (0y) | ||
| Connor O'brien | Registered representative | CFP | Jul 2026 (0y) | |
| Katherin Marie Goguen | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ballentine & Co Llc | Owner Common Shares, Member | Jan 2010 | A | 50% – 75% |
| Ballentine 2020 Holdings Llc | Member | Jun 2020 | B | ≈ 25% – 56.25% via Ballentine & Co Llc |
| Ballentine, Brian C | Elected Manager | Sep 2023 | B | GP / trustee / elected manager of Ballentine 2020 Holdings Llc (indirect) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ballentine 2020 Holdings Llc: 50% – 75% of Ballentine & Co Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (8, $335M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ballentine Private Equity Fund Ii, Lp | Private Equity Fund | $90.6M | $250K | 75 |
| Ballentine Private Equity Fund Iii, Lp | Private Equity Fund | $80.2M | $250K | 52 |
| Ballentine Income Opportunities Fund, Lp | Private Equity Fund | $52.3M | $250K | 65 |
| Ballentine Income Opportunities Fund, Lp Ii | Private Equity Fund | $35.2M | $250K | 34 |
| Ballentine Private Real Assets Fund, Lp | Real Estate Fund | $30.0M | $250K | 40 |
| Ballentine Private Impact Fund, Lp | Private Equity Fund | $22.6M | $250K | 27 |
| Ballentine Access Fund I, Lp | Private Equity Fund | $15.0M | $250K | 41 |
| Ballentine Access Fund Ii, Lp | Private Equity Fund | $9.0M | $250K | 20 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Locke Lord Llp Retirement Savings Plan | Locke Lord Llp | 844 | $892M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 2.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PROJECT FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $7.5B (49% of AUM) Jul 2026
- Fidelity Brokerage Services $5.0B (64% of AUM) Sep 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗