AUMdb

Bright Rock Capital Management Llc

SEC-registered Bank · Small ($100M–$1B) CRD 152820 · SEC file 801-71081 · Hanover, MA · WWW.BRIGHTROCKCAP.COM
☆ Save with Pro ADV data as of Mar 04, 2026
Regulatory AUM
$536M
Discretionary
$536M
Clients
2
Avg AUM / client
$268M
Accounts
2
Employees
5

AUM over time

$119M $536M
Mar 27, 2012 Mar 4, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 2 $536M 100.0%

People (5)

NameRole / titleCredentialsWith firm sinceOwnership
Butler, Douglas, Steven Portfolio Manager & Director Of Research Dec 2009 (17y) Less than 5%
Smith, David, Byron Chief Investment Officer Dec 2009 (17y) Less than 5%
O'leary, Garth, Andrew Chief Compliance Officer May 2017 (9y) Less than 5%
Haglof, Shauna Compliance Officer Mar 2021 (5y) Less than 5%
Pirondini, Luca Research Analyst And Trader Aug 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Rockland Trust Co. Member Dec 2009 A 75% or more
Independent Bank Corp. Parent Company Dec 1985 B 75% or more of Rockland Trust (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/04/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.

View current Form ADV (SEC/IAPD) ↗