Seneca Financial Advisors Llc
- Regulatory AUM
- $847M
- Discretionary
- $740M
- Clients
- 373
- Avg AUM / client
- $2.3M
- Accounts
- 1,128
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Jun 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 194 | $50.9M | 6.01% |
| High net worth individuals | 159 | $766M | 90.4% |
| Corporations and other businesses | 5 | $16.4M | 1.94% |
| Other | 15 | $14.3M | 1.69% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Dla Piper Llp (Us) Profit Sharing And 401(k) Savings Plan Dla Piper Llp (Us) | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Michael Lefebre | Member & Managing Director, Business Development | Personal Financial Specialist | Jan 2010 (17y) | 25% – 50% |
| Stephen George Green | Member & Chief Executive Officer | Jan 2010 (17y) | 25% – 50% | |
| Zachary Richard Erskine | Member & Senior Wealth Advisor | CFP | Nov 2018 (8y) | 10% – 25% |
| Elizabeth Mezei Raabe | Member, Chief Compliance Officer & Senior Wealth Advisor | CFP | Nov 2020 (6y) | 5% – 10% |
| Matthew James Darcy | Member & Chief Investment Officer | CFA | Mar 2023 (3y) | 10% – 25% |
| Merry, Kimberly, Susan | Member & Business Manager | Jan 2024 (3y) | 5% – 10% | |
| Christina Ann Larkin | Registered representative | CFP | Jun 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Dla Piper Llp (Us) Profit Sharing And 401(k) Savings Plan | Dla Piper Llp (Us) | 3,042 | $1.7B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/25/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $745M (88% of AUM) Jun 2026
- National Financial Services (Fidelity) $99.7M (12% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.
View current Form ADV (SEC/IAPD) ↗