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Wealth Manager · Small ($100M–$1B)
CRD 153062
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ADV data as of Mar 28, 2025
- Regulatory AUM
- $666M
- Discretionary
- $666M
- Clients
- 558
- Avg AUM / client
- $1.2M
- Accounts
- 558
- Employees
- 17
AUM over time
$271M
$666M
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 337 | $135M | 20.3% |
| High net worth individuals | 221 | $531M | 79.7% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Institutional Wealth Services $666M (100% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2025.