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Private Fund Manager · Small ($100M–$1B)
CRD 153082
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ADV data as of Mar 28, 2026
- Regulatory AUM
- $189M
- Discretionary
- $189M
- Clients
- 2
- Avg AUM / client
- $94.7M
- Accounts
- 2
- Employees
- 7
AUM over time
$73.5M
$610M
Mar 27, 2012
Mar 28, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $189M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- BNY Mellon $70.5M (20% of AUM) May 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2026.