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Investment Adviser · Mid-sized ($1B–$10B)
CRD 153113
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ADV data as of Jun 23, 2025
- Regulatory AUM
- $3.8B
- Discretionary
- $3.3B
- Clients
- 300
- Avg AUM / client
- $12.6M
- Accounts
- 441
- Employees
- 22
AUM over time
$403M
$3.8B
Mar 30, 2015
Jun 23, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 23, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 116 | $37.4M | 0.99% |
| High net worth individuals | 61 | $192M | 5.06% |
| Banking or thrift institutions | 1 | $2.8B | 74.2% |
| Pension and profit sharing plans | 85 | $520M | 13.8% |
| Charitable organizations | 25 | $141M | 3.74% |
| State or municipal government entities | 1 | $32.9M | 0.87% |
| Other investment advisers | 1 | $1.7M | 0.05% |
| Insurance companies | 2 | $20.3M | 0.54% |
| Corporations and other businesses | 8 | $30.8M | 0.81% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- South State Bank $403M (16% of AUM) Dec 2021
- Fidelity Management Trust Company $157M (22% of AUM) Oct 2018
- Southstate Bank, N.A. $52.8M (1% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2025.