Redwood Investment Management, Llc.
- Regulatory AUM
- $2.5B
- Discretionary
- $2.5B
- Clients
- 152
- Avg AUM / client
- $16.3M
- Accounts
- 524
- Employees
- 39
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 81 | $21.2M | 0.86% |
| High net worth individuals | 61 | $59.3M | 2.4% |
| Investment companies | 8 | $1.4B | 56.0% |
| Other investment advisers | 2 | $1.0B | 40.7% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Todd Messinger | Managing Partner | Apr 2010 (16y) | Less than 5% | |
| Duff, Richard, Musser | Managing Partner | Mar 2015 (11y) | Less than 5% | |
| Cheung, Michael, Tze Chun | Managing Partner | Nov 2017 (9y) | Less than 5% | |
| Yung, John, Chi Wai | Chief Compliance Officer | May 2018 (8y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rim Holdco, Llc | Owner | Jan 2020 | A | 75% or more |
| Redwood Investment Holdco, Llc | Owner | Jan 2021 | B | ≈ 56.25% – 100% via Rim Holdco, Llc |
| Mystic Pines Investment Holdings, Llc | Owner | Jan 2018 | B | ≈ 14.06% – 50% via Redwood Investment Holdco, Llc |
| Garden State Investment Holdings, Llc | Owner | Jan 2018 | B | ≈ 14.06% – 50% via Redwood Investment Holdco, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Redwood Investment Holdco, Llc: 75% – 100% of Rim Holdco, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Mystic Pines Investment Holdings, Llc: 25% – 50% of Redwood Investment Holdco, Llc × 75% – 100% of Rim Holdco, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Garden State Investment Holdings, Llc: 25% – 50% of Redwood Investment Holdco, Llc × 75% – 100% of Rim Holdco, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 981 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $79.3M (3% of AUM) Mar 2026
- Charles Schwab & Co. $1.1M (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗