Stratos Wealth Partners, Ltd
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 153184
· SEC file 801-71457
· Beachwood, OH
· WWW.PLANFORYOURTOMORROW.COM
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ADV data as of Jul 15, 2026
- Regulatory AUM
- $18.6B
- Discretionary
- $17.8B
- Clients
- 25,391
- Avg AUM / client
- $734K
- Accounts
- 47,696
- Employees
- 618
AUM over time
$551M
$18.6B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 15, 2026
Asset allocation (SMA assets by investment type)
as of Jul 15, 2026
Registered investment companies (funds/ETFs)
$11.7B
63%
Exchange-traded equities
$4.5B
24%
Cash & equivalents
$1.3B
7%
State & local bonds
$373M
2%
Investment-grade corporate bonds
$373M
2%
US government & agency bonds
$186M
1%
Pooled investment vehicles
$186M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20,685 | $5.7B | 30.5% |
| High net worth individuals | 4,159 | $11.9B | 63.7% |
| Banking or thrift institutions | Fewer than 5 clients | $5.5M | 0.03% |
| Pension and profit sharing plans | 106 | $75.9M | 0.41% |
| Charitable organizations | 121 | $284M | 1.52% |
| Insurance companies | 5 | $20.1M | 0.11% |
| Corporations and other businesses | 315 | $703M | 3.77% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (399)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nancy Eileen Andrefsky | Chief Financial Officer, Non Member | Oct 2008 (18y) | Less than 5% | |
| Jeffrey Alan Concepcion | Chief Executive Officer, Manager | Aug 2010 (16y) | ≈ 31.64% – 100% via Stratos Wealth Holdings Llc | |
| Eric Andrew Beahn | Director Of Advisory Compensation, Non Member | Feb 2012 (15y) | Less than 5% | |
| Simons, Barbara, Jean Dull | Director Of Brokerage Compliance | Oct 2014 (12y) | Less than 5% | |
| Kathryn Hale Louttit | Chief Compliance Officer, Non Member | Sep 2021 (5y) | Less than 5% | |
| Douglas Alan Burns | Osj Supervisor, Non Member | Oct 2021 (5y) | Less than 5% | |
| Jennifer Kathryn Collins | Director Of Advisory Compliance, Non Member | Mar 2022 (4y) | Less than 5% | |
| Copley, Thomas, Michael | Supervisory Principal, Non Member | Apr 2022 (4y) | Less than 5% | |
| Phillip Nuttall | Chief Operating Officer, Non Member | CFP | Jul 2023 (3y) | Less than 5% |
| Carmelito M Olaes | Registered representative | Aug 2010 (16y) | ||
| Christopher Breed Walling | Registered representative | Aug 2010 (16y) | ||
| Daniel Jack Jacoby | Registered representative | Aug 2010 (16y) | ||
| David C Vespoli | Registered representative | Aug 2010 (16y) | ||
| David Kenneth Thorne | Registered representative | CFP | Aug 2010 (16y) | |
| Edward Joseph Wilson | Registered representative | Aug 2010 (16y) | ||
| James Valentine Lupica | Registered representative | Aug 2010 (16y) | ||
| John Brown Hlay | Registered representative | Aug 2010 (16y) | ||
| Joseph Andrew Zarlinga | Registered representative | CFP | Aug 2010 (16y) | |
| Justin R Horton | Registered representative | Aug 2010 (16y) | ||
| Keith Neil Schuss | Registered representative | Aug 2010 (16y) | ||
| Kent Randall Mosher | Registered representative | Aug 2010 (16y) | ||
| Michael Joseph Zembala | Registered representative | Aug 2010 (16y) | ||
| Robert Andrew Heksch | Registered representative | CFP | Aug 2010 (16y) | |
| Samuel James Lupica | Registered representative | Aug 2010 (16y) | ||
| Scott David Ziska | Registered representative | Aug 2010 (16y) | ||
| Julee Ann Mott | Registered representative | Aug 2010 (16y) | ||
| Blake Neil Rawson | Registered representative | CFP | Sep 2010 (16y) | |
| Jeffrey George Kitzberger | Registered representative | Sep 2010 (16y) | ||
| Susan Hays Robenalt | Registered representative | Oct 2010 (16y) | ||
| Jennifer C. Hart | Registered representative | Oct 2010 (16y) | ||
| Kevin John Obrien | Registered representative | Nov 2010 (16y) | ||
| Grant Harris Butson | Registered representative | Dec 2010 (16y) | ||
| Harry Eugene Butson | Registered representative | CFP | Dec 2010 (16y) | |
| Richard Haig Maloyan | Registered representative | Dec 2010 (16y) | ||
| Scott Alan Kinsell | Registered representative | Dec 2010 (16y) | ||
| Eugene Donald Heflin | Registered representative | Dec 2010 (16y) | ||
| Rachel Dina Dennenberg | Registered representative | Jan 2011 (16y) | ||
| Thomas Newell Cash | Registered representative | Apr 2011 (15y) | ||
| Rita Madeline Maher | Registered representative | Jun 2011 (15y) | ||
| Kenneth Allen Renfro | Registered representative | Sep 2011 (15y) | ||
| Kurt Richard Ringenbach | Registered representative | CFP | Oct 2011 (15y) | |
| Nina Jo Hajjar | Registered representative | CFP | Dec 2011 (15y) | |
| Chad Michael Boreman | Registered representative | Dec 2011 (15y) | ||
| Clare Terese Frederick | Registered representative | Dec 2011 (15y) | ||
| M Jonathan Will | Registered representative | Dec 2011 (15y) | ||
| William Paul Garten | Registered representative | Dec 2011 (15y) | ||
| Matthew John Bracciante | Registered representative | Jan 2012 (15y) | ||
| Nicholas Allen Swigart | Registered representative | Feb 2012 (14y) | ||
| Robert Lee Meyer | Registered representative | Mar 2012 (14y) | ||
| Dale Matthew Puruczky | Registered representative | May 2012 (14y) | ||
| Kelly Marie Anderson | Registered representative | May 2012 (14y) | ||
| James Gregory David | Registered representative | May 2012 (14y) | ||
| Craig Palmer Adams | Registered representative | CFP | Jun 2012 (14y) | |
| Bradley Earl Baumgartner | Registered representative | Jun 2012 (14y) | ||
| Sherri A Kitzberger | Registered representative | Aug 2012 (14y) | ||
| Mitchell G. Oliver | Registered representative | Dec 2012 (14y) | ||
| Mary Winch | Registered representative | Dec 2012 (14y) | ||
| James Bernard Pierik | Registered representative | CFP Chartered Financial Consultant | Jan 2013 (14y) | |
| Robert Anthony Patti | Registered representative | CFP | Feb 2013 (13y) | |
| Philip Alan Garrett | Registered representative | Apr 2013 (13y) | ||
| Michael Alp Mays | Registered representative | May 2013 (13y) | ||
| Thomas Brent Strohl | Registered representative | CFP | May 2013 (13y) | |
| Thomas Reagen Hurford | Registered representative | Jul 2013 (13y) | ||
| Susan Dawn Wylie | Registered representative | Jul 2013 (13y) | ||
| Barbara Meola | Registered representative | Aug 2013 (13y) | ||
| Frederick Thomas Cook | Registered representative | Aug 2013 (13y) | ||
| John Donald Brown | Registered representative | Aug 2013 (13y) | ||
| Amy Beavers Grammer | Registered representative | CFP | Aug 2013 (13y) | |
| John James Turcotte | Registered representative | Chartered Financial Consultant | Sep 2013 (13y) | |
| Kristiana M Shipway | Registered representative | CFP | Sep 2013 (13y) | |
| Matthew C Oliver | Registered representative | Oct 2013 (13y) | ||
| Craig Macomber | Registered representative | Dec 2013 (13y) | ||
| Adam Jason Pollack | Registered representative | Feb 2014 (12y) | ||
| Callen Charles Schramm | Registered representative | Mar 2014 (12y) | ||
| Heather M. Schramm | Registered representative | Mar 2014 (12y) | ||
| Latisha R Blanchard | Registered representative | Mar 2014 (12y) | ||
| Frank William Van Kirk | Registered representative | May 2014 (12y) | ||
| Frank William Van Kirk | Registered representative | May 2014 (12y) | ||
| Andrew Ellender Stall | Registered representative | May 2014 (12y) | ||
| Tonette Michelle Echols | Registered representative | Jun 2014 (12y) | ||
| Christopher James Radzinski | Registered representative | Jul 2014 (12y) | ||
| Kerina Maye Graham | Registered representative | Aug 2014 (12y) | ||
| Carina Lynne Bush | Registered representative | Aug 2014 (12y) | ||
| Taylor James Salisbury | Registered representative | Sep 2014 (12y) | ||
| Jason Michael Cohen | Registered representative | CFP | Oct 2014 (12y) | |
| Natalie Alyce Black | Registered representative | Jan 2015 (12y) | ||
| Kyle J Heksch | Registered representative | Jan 2015 (12y) | ||
| Jeffrey Russell Kelley | Registered representative | Feb 2015 (11y) | ||
| Micah Jeffrey Kelley | Registered representative | Feb 2015 (11y) | ||
| Zoe Ann Wiest | Registered representative | Feb 2015 (11y) | ||
| Donald William Dietz | Registered representative | Feb 2015 (11y) | ||
| Phillip Martin Rini | Registered representative | Jun 2015 (11y) | ||
| James Harcourt Burlingame | Registered representative | Jun 2015 (11y) | ||
| Michael Denis Woods | Registered representative | Jul 2015 (11y) | ||
| Rhonda J Chavez Payne | Registered representative | Jul 2015 (11y) | ||
| Kevin Ray Pitts | Registered representative | Jul 2015 (11y) | ||
| Teresa Diana Owsley | Registered representative | Jul 2015 (11y) | ||
| Roy Golding Spinks Jr. | Registered representative | Sep 2015 (11y) | ||
| Clay Parker Kearney | Registered representative | Sep 2015 (11y) | ||
| Tyler Scott Morris | Registered representative | Sep 2015 (11y) | ||
| Hannah Elizabeth Swigert | Registered representative | Oct 2015 (11y) | ||
| Matthew Joseph Meyer | Registered representative | Oct 2015 (11y) | ||
| William Claiborne Perrilliat | Registered representative | Nov 2015 (11y) | ||
| Paul Alan Sala | Registered representative | Dec 2015 (11y) | ||
| Nicole Danielle Jervis | Registered representative | Dec 2015 (11y) | ||
| Susan Bernice Coy Kamph | Registered representative | Dec 2015 (11y) | ||
| Joseph Tyler Mills | Registered representative | Dec 2015 (11y) | ||
| Susan Elaine Meissner | Registered representative | Dec 2015 (11y) | ||
| Elizabeth Ann Mahoney | Registered representative | Jan 2016 (11y) | ||
| Jeffrey Mead Daniels | Registered representative | Chartered Financial Consultant | Jan 2016 (11y) | |
| Paul Pursley | Registered representative | Jan 2016 (11y) | ||
| Teresa Lynn Haire | Registered representative | Jan 2016 (11y) | ||
| Erica Elizabeth Gargol | Registered representative | CFP | Feb 2016 (10y) | |
| Edward Hunter Cole | Registered representative | Feb 2016 (10y) | ||
| Andrew Paul Mercer | Registered representative | Feb 2016 (10y) | ||
| Brita Michele Jones | Registered representative | Chartered Financial Consultant | Feb 2016 (10y) | |
| Christopher H Miller | Registered representative | Feb 2016 (10y) | ||
| Patrick Ryan Ford | Registered representative | Mar 2016 (10y) | ||
| Allison Noel Williams | Registered representative | Mar 2016 (10y) | ||
| Robert Curtis Leach | Registered representative | Mar 2016 (10y) | ||
| Sean Michael Okeefe | Registered representative | CFP | Mar 2016 (10y) | |
| Charles Lewis Shapiro | Registered representative | Mar 2016 (10y) | ||
| Dawna Westberg Welch | Registered representative | Apr 2016 (10y) | ||
| Michelle Ann Laverty | Registered representative | Apr 2016 (10y) | ||
| Anne Cooke Dimon | Registered representative | Apr 2016 (10y) | ||
| Chandon Michael Simonis | Registered representative | Apr 2016 (10y) | ||
| John Erik Niermeyer | Registered representative | Apr 2016 (10y) | ||
| James Dorrance Wells | Registered representative | May 2016 (10y) | ||
| Terrence A Mckelvey | Registered representative | Chartered Financial Consultant | May 2016 (10y) | |
| Liam Beffa Guiney | Registered representative | CFP | May 2016 (10y) | |
| Kevin Patrick Nix | Registered representative | Jun 2016 (10y) | ||
| Joseph Richard Campbell | Registered representative | Jul 2016 (10y) | ||
| Shawn Dylan Vance | Registered representative | Aug 2016 (10y) | ||
| Chris Ole Jordheim | Registered representative | Sep 2016 (10y) | ||
| Christopher Dante Reyes | Registered representative | Oct 2016 (10y) | ||
| Sean Patrick Franklin | Registered representative | Oct 2016 (10y) | ||
| Christopher Gilbert Popkey | Registered representative | Nov 2016 (10y) | ||
| Asha Jain | Registered representative | Nov 2016 (10y) | ||
| Constantine Spiro Basdakis | Registered representative | Nov 2016 (10y) | ||
| Jeremy Alexander Mincks | Registered representative | CFP | Nov 2016 (10y) | |
| Kathy Ann Martin | Registered representative | Jan 2017 (10y) | ||
| Mark Cully Norton | Registered representative | Jan 2017 (10y) | ||
| Aaron Michael Smith | Registered representative | Feb 2017 (9y) | ||
| Weston Charles Reinbolt | Registered representative | Feb 2017 (9y) | ||
| Richard Allen Ganim | Registered representative | Feb 2017 (9y) | ||
| Davisson Merritt Hammond | Registered representative | Feb 2017 (9y) | ||
| Jason Robert Borrasso | Registered representative | Feb 2017 (9y) | ||
| Jamie Scott Turk | Registered representative | Mar 2017 (9y) | ||
| Kelli Jo Gargasz | Registered representative | Mar 2017 (9y) | ||
| Bruce Andrew Lindvig | Registered representative | CFP | Mar 2017 (9y) | |
| Andrew Steven Meyers | Registered representative | Mar 2017 (9y) | ||
| Adam B. Rude | Registered representative | CFP | Apr 2017 (9y) | |
| Michael A Dibartolomeo | Registered representative | Apr 2017 (9y) | ||
| Ashley Lynn Graham | Registered representative | May 2017 (9y) | ||
| John C Nielsen | Registered representative | Jul 2017 (9y) | ||
| Jay Richard Spector | Registered representative | CFP | Jul 2017 (9y) | |
| Randy Allen Kirkpatrick | Registered representative | Sep 2017 (9y) | ||
| Benjamin Paul Burkley | Registered representative | Oct 2017 (9y) | ||
| Daniel Anton Vieland | Registered representative | Nov 2017 (9y) | ||
| Brett Ellis Walker | Registered representative | Dec 2017 (9y) | ||
| Ethan Michael Smith | Registered representative | Dec 2017 (9y) | ||
| Robert Reynolds Steinfeld | Registered representative | CFP Chartered Financial Consultant | Dec 2017 (9y) | |
| Paul Joseph Tramontozzi | Registered representative | CFP | Feb 2018 (8y) | |
| Mark Kevin Obrock | Registered representative | Mar 2018 (8y) | ||
| Richard Juarbe | Registered representative | Jun 2018 (8y) | ||
| Brent Allen Teague | Registered representative | Jul 2018 (8y) | ||
| Christopher Joseph Cashell | Registered representative | Jul 2018 (8y) | ||
| Stephanie Brenda Sterling | Registered representative | Chartered Financial Consultant | Jul 2018 (8y) | |
| Terance Marcel Ruso | Registered representative | Jul 2018 (8y) | ||
| Daniel Patrick Loughlin | Registered representative | Sep 2018 (8y) | ||
| Kenneth James Royster | Registered representative | Chartered Financial Consultant | Sep 2018 (8y) | |
| Vicki Rene Brackens | Registered representative | Chartered Financial Consultant | Nov 2018 (8y) | |
| Denice Yuin Mei Chun | Registered representative | Dec 2018 (8y) | ||
| Matthew J Marrah | Registered representative | Dec 2018 (8y) | ||
| Ronald Perez Palanca | Registered representative | Dec 2018 (8y) | ||
| Stephanie Dawn Spillman | Registered representative | Jan 2019 (8y) | ||
| Joseph Regis Tranchini | Registered representative | CFP | Feb 2019 (8y) | |
| Jessica Carpenter Brooks | Registered representative | Mar 2019 (7y) | ||
| Richard Joseph Cooney | Registered representative | Chartered Financial Consultant | May 2019 (7y) | |
| Kenneth Leonard James Kowall | Registered representative | Jun 2019 (7y) | ||
| Luis Camacho | Registered representative | Sep 2019 (7y) | ||
| Stephanie Renee Boyer | Registered representative | Oct 2019 (7y) | ||
| Kathleen A Nemetz | Registered representative | CFP | Nov 2019 (7y) | |
| Walter Michel Anderson | Registered representative | Nov 2019 (7y) | ||
| Austyn Daniel Whittenburg | Registered representative | CFP | Dec 2019 (7y) | |
| Daniel Leroy Whittenburg | Registered representative | CFP | Dec 2019 (7y) | |
| Richard Stringham Gallacher | Registered representative | Dec 2019 (7y) | ||
| Anthony Joseph Truino | Registered representative | CFP | Dec 2019 (7y) | |
| Christopher Zapata | Registered representative | CFP Chartered Financial Consultant | Dec 2019 (7y) | |
| John Thomas Dougherty | Registered representative | Dec 2019 (7y) | ||
| Michael J Carbino | Registered representative | CFP Chartered Financial Consultant | Dec 2019 (7y) | |
| Ryan James Hunter | Registered representative | CFP Chartered Financial Consultant | Jan 2020 (7y) | |
| Barbara Marquis | Registered representative | Feb 2020 (6y) | ||
| Robert Charles Fries | Registered representative | Feb 2020 (6y) | ||
| Marcia F Ramos | Registered representative | Feb 2020 (6y) | ||
| Robert David Hays | Registered representative | Mar 2020 (6y) | ||
| Colin James Domonoske | Registered representative | Mar 2020 (6y) | ||
| Rhonda Kay Maxwell | Registered representative | Jun 2020 (6y) | ||
| Autumn Maxton Harvey | Registered representative | Jun 2020 (6y) | ||
| Samer Antoine Hilal | Registered representative | Jul 2020 (6y) | ||
| Michael Gerard Obrien | Registered representative | Jul 2020 (6y) | ||
| Wes James Hawkins | Registered representative | Sep 2020 (6y) | ||
| Michael Scott Vantusko | Registered representative | Sep 2020 (6y) | ||
| Travis Anthony Tiell | Registered representative | Sep 2020 (6y) | ||
| Bryce Mitchell Williams | Registered representative | Oct 2020 (6y) | ||
| Michael S Karder | Registered representative | Oct 2020 (6y) | ||
| Thomas Earl Seifert | Registered representative | Oct 2020 (6y) | ||
| Samuel James Bernard | Registered representative | Nov 2020 (6y) | ||
| Ivan David Johnson | Registered representative | Dec 2020 (6y) | ||
| Jonathan Russell Mckenzie | Registered representative | CFP | Jan 2021 (6y) | |
| Emile Joseph Koury | Registered representative | CFP | Jan 2021 (6y) | |
| Sidney Dale Guthrie | Registered representative | Jan 2021 (6y) | ||
| Jeffrey Jon Romero | Registered representative | Feb 2021 (5y) | ||
| Joshua E Anderson | Registered representative | Mar 2021 (5y) | ||
| Scott J Gegerson | Registered representative | CFP | Mar 2021 (5y) | |
| Albert Jennings Segura | Registered representative | Apr 2021 (5y) | ||
| Dante Grenci | Registered representative | May 2021 (5y) | ||
| Jonathan Robert Hansotte | Registered representative | May 2021 (5y) | ||
| James Ellis Cahn | Registered representative | Jun 2021 (5y) | ||
| Michael Albert Cimperman | Registered representative | CFP | Jul 2021 (5y) | |
| John William Nilson | Registered representative | Jul 2021 (5y) | ||
| Jon Michael Pawlowski | Registered representative | Aug 2021 (5y) | ||
| Michael Lee Jennings | Registered representative | Nov 2021 (5y) | ||
| Chelsea June Adams | Registered representative | Dec 2021 (5y) | ||
| Jesse Thomas Brady | Registered representative | Dec 2021 (5y) | ||
| William Hunter Coghlan | Registered representative | Jan 2022 (5y) | ||
| Jason Scott Nichols | Registered representative | Jan 2022 (5y) | ||
| Lauren Camille Coverdale | Registered representative | Jan 2022 (5y) | ||
| Chad Jay Horne | Registered representative | Feb 2022 (4y) | ||
| Jason James Howard | Registered representative | CFP | Feb 2022 (4y) | |
| Shane Dean Kunz | Registered representative | CFP | Feb 2022 (4y) | |
| Mathew E Meservy | Registered representative | Feb 2022 (4y) | ||
| Shauni Rae Siddoway | Registered representative | Feb 2022 (4y) | ||
| Jay Scott Brewer | Registered representative | Feb 2022 (4y) | ||
| Robert Lawrence Freitas | Registered representative | Mar 2022 (4y) | ||
| Jessica Lynn Lucius | Registered representative | Mar 2022 (4y) | ||
| Frank Tae Ro | Registered representative | Mar 2022 (4y) | ||
| Paul Clifford Serie | Registered representative | Apr 2022 (4y) | ||
| Cydne A Butler | Registered representative | Apr 2022 (4y) | ||
| Jordan Alexander Benes | Registered representative | May 2022 (4y) | ||
| Anthony Joseph Veiga | Registered representative | CFP | May 2022 (4y) | |
| Bryan Kirby Ross | Registered representative | Jun 2022 (4y) | ||
| Emily Kathleen Saffa | Registered representative | Jul 2022 (4y) | ||
| Thomas Papadopoulos | Registered representative | Aug 2022 (4y) | ||
| Kerry Batchelor Watterson | Registered representative | Aug 2022 (4y) | ||
| Mindy Leigh Qua | Registered representative | Aug 2022 (4y) | ||
| Kisha Byrd Madison | Registered representative | Oct 2022 (4y) | ||
| Henry Owen Eversole | Registered representative | Nov 2022 (4y) | ||
| Thomas Connaughton Schmidt | Registered representative | CFP Personal Financial Specialist | Nov 2022 (4y) | |
| James Edward Boyd | Registered representative | CFP | Dec 2022 (4y) | |
| Tyler Ross Ankrom | Registered representative | Jan 2023 (4y) | ||
| Christine Marie Morales | Registered representative | Jan 2023 (4y) | ||
| Colin Patrick Berthaut | Registered representative | Feb 2023 (3y) | ||
| Martin John Swiecki | Registered representative | CFP | Feb 2023 (3y) | |
| Dylan De Witt | Registered representative | Feb 2023 (3y) | ||
| Eric Gallinger | Registered representative | Feb 2023 (3y) | ||
| Timothy P Mckee | Registered representative | Personal Financial Specialist | Mar 2023 (3y) | |
| Judd Andrew Beam | Registered representative | Mar 2023 (3y) | ||
| John Daniel Traut | Registered representative | May 2023 (3y) | ||
| William E Ferguson | Registered representative | May 2023 (3y) | ||
| Byron Thomas Ramult | Registered representative | CFP | May 2023 (3y) | |
| Helene Lisa Rude | Registered representative | CFP | Jun 2023 (3y) | |
| John Davis Young | Registered representative | CFP | Jul 2023 (3y) | |
| Christopher Wilson Barnhill | Registered representative | Jul 2023 (3y) | ||
| Jessica Rae Palmer | Registered representative | Sep 2023 (3y) | ||
| Mark Anthony Ventura | Registered representative | CFP | Oct 2023 (3y) | |
| Marci R Wilson | Registered representative | Oct 2023 (3y) | ||
| Nicole E Farrar | Registered representative | CFP | Nov 2023 (3y) | |
| Travis Bentley Smythe | Registered representative | CFA | Nov 2023 (3y) | |
| Vincent Charles Donato | Registered representative | Nov 2023 (3y) | ||
| Nathan James Sorkin | Registered representative | CFP | Nov 2023 (3y) | |
| Justin Widomski | Registered representative | Dec 2023 (3y) | ||
| Ryan James Patton | Registered representative | Dec 2023 (3y) | ||
| Evan Cohen | Registered representative | Dec 2023 (3y) | ||
| Eric B Bland | Registered representative | Dec 2023 (3y) | ||
| Kimberly Ray Marmalich | Registered representative | Jan 2024 (3y) | ||
| Michael Beloff | Registered representative | CFP Chartered Financial Consultant | Jan 2024 (3y) | |
| Kendra Bullock | Registered representative | Feb 2024 (2y) | ||
| Janice Leung Fong | Registered representative | Feb 2024 (2y) | ||
| Jon Nicholas Pettinelli | Registered representative | Feb 2024 (2y) | ||
| Nora Khachatrya Gasparyan | Registered representative | Feb 2024 (2y) | ||
| Renata Karin Carico | Registered representative | CFP | Feb 2024 (2y) | |
| Richard Manuel Rodriguez | Registered representative | CFP | Feb 2024 (2y) | |
| Diana Pastrana | Registered representative | Feb 2024 (2y) | ||
| Joseph Cappello Santomieri | Registered representative | Feb 2024 (2y) | ||
| Noah James Ferguson | Registered representative | Apr 2024 (2y) | ||
| James Luffey | Registered representative | Apr 2024 (2y) | ||
| Gary Arnold Hannah | Registered representative | CFP | Apr 2024 (2y) | |
| Ronald Lynn Wall | Registered representative | Jun 2024 (2y) | ||
| Nicholas R Meyer | Registered representative | Jul 2024 (2y) | ||
| Webster Franklin Nicholson | Registered representative | Aug 2024 (2y) | ||
| Kevin Leo Friday | Registered representative | CFP | Sep 2024 (2y) | |
| Michelle Vincent Muhammed | Registered representative | CFP Chartered Financial Consultant | Sep 2024 (2y) | |
| Kevin Renard Gibson | Registered representative | Sep 2024 (2y) | ||
| Hooman M Omidpanah | Registered representative | CFP | Sep 2024 (2y) | |
| James Robert Caldwell | Registered representative | Sep 2024 (2y) | ||
| Jack Ryan Shultz | Registered representative | Oct 2024 (2y) | ||
| Carly Christine Gold | Registered representative | Oct 2024 (2y) | ||
| Joshua Thomas Ericksen | Registered representative | Dec 2024 (2y) | ||
| Matthew Christopher Fournier | Registered representative | Jan 2025 (2y) | ||
| Ryan John Callan | Registered representative | Jan 2025 (2y) | ||
| David Albin | Registered representative | Jan 2025 (2y) | ||
| Alexander Philip Bryan | Registered representative | Jan 2025 (2y) | ||
| Kelsey Victoria Gammon | Registered representative | Jan 2025 (2y) | ||
| Justin Whitsett | Registered representative | Jan 2025 (2y) | ||
| Daniel John Roberts | Registered representative | Feb 2025 (1y) | ||
| Justin Porco | Registered representative | CFP | Feb 2025 (1y) | |
| Robert Anthony Bove | Registered representative | Feb 2025 (1y) | ||
| Mark R Willets | Registered representative | Mar 2025 (1y) | ||
| Michael Zatchey | Registered representative | Mar 2025 (1y) | ||
| Stephen James Dzurec | Registered representative | Mar 2025 (1y) | ||
| Andrew Robert Seabough | Registered representative | Mar 2025 (1y) | ||
| William Bryant Weimer | Registered representative | Mar 2025 (1y) | ||
| Philip Herbster | Registered representative | Mar 2025 (1y) | ||
| Aric Gordon | Registered representative | Mar 2025 (1y) | ||
| Ryan Michael Hayes | Registered representative | Mar 2025 (1y) | ||
| Sonya G Griffin | Registered representative | Apr 2025 (1y) | ||
| Eric Edward Maki | Registered representative | Apr 2025 (1y) | ||
| Tyler Edward Mackeson | Registered representative | Apr 2025 (1y) | ||
| Ryan Henry Thibault | Registered representative | Apr 2025 (1y) | ||
| Braden James Mc Canna | Registered representative | May 2025 (1y) | ||
| Chiraag Kirpalani | Registered representative | May 2025 (1y) | ||
| Joseph M Pearl | Registered representative | CFP | Jun 2025 (1y) | |
| Robert Cardon Merrill | Registered representative | Jun 2025 (1y) | ||
| Jordan Bitterman | Registered representative | Jun 2025 (1y) | ||
| Stephen Platt Byrne | Registered representative | CFP | Jun 2025 (1y) | |
| Andrew Paul Atchison | Registered representative | CFP | Jun 2025 (1y) | |
| A. Leslie Hornback | Registered representative | Jun 2025 (1y) | ||
| Michael Robert Caligiuri De Jesus | Registered representative | CFP | Jul 2025 (1y) | |
| Michael Douglas Robinson | Registered representative | Jul 2025 (1y) | ||
| Jeffrey William Fitz | Registered representative | Jul 2025 (1y) | ||
| Maria A Guzman | Registered representative | Jul 2025 (1y) | ||
| Gregory Todd Russell | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Jackson R Bussell | Registered representative | Aug 2025 (1y) | ||
| James Thomas Gioia | Registered representative | CFP | Aug 2025 (1y) | |
| Gregory Allen Cockerel | Registered representative | Aug 2025 (1y) | ||
| Julia A Meredith | Registered representative | Aug 2025 (1y) | ||
| S Butch Shaw | Registered representative | Aug 2025 (1y) | ||
| Phillip Dale Beaman | Registered representative | Aug 2025 (1y) | ||
| Jeremy Michael Finn | Registered representative | Aug 2025 (1y) | ||
| Joseph D Peri | Registered representative | Sep 2025 (1y) | ||
| Ian Murphy | Registered representative | CFP | Sep 2025 (1y) | |
| David George Hanson | Registered representative | CFP Chartered Financial Consultant | Sep 2025 (1y) | |
| Savanna L Steed | Registered representative | Sep 2025 (1y) | ||
| Charis Ivana Jones | Registered representative | Oct 2025 (1y) | ||
| Cynthia Edythe Gatlin | Registered representative | Oct 2025 (1y) | ||
| Robert Cardon Merrill | Registered representative | Oct 2025 (1y) | ||
| Christopher Michael Guest | Registered representative | Oct 2025 (1y) | ||
| Kai Robinson | Registered representative | Nov 2025 (1y) | ||
| Jacob David Li | Registered representative | Nov 2025 (1y) | ||
| Judith Ann Tengler | Registered representative | Dec 2025 (1y) | ||
| Jackson M Catanzaro | Registered representative | Dec 2025 (1y) | ||
| David Charles Neumann | Registered representative | Dec 2025 (1y) | ||
| William Coates | Registered representative | Dec 2025 (1y) | ||
| Mark Andrew Fellows | Registered representative | Dec 2025 (1y) | ||
| Spenser Thomas Vago | Registered representative | Dec 2025 (1y) | ||
| Robert Alan Wolter | Registered representative | Dec 2025 (1y) | ||
| Cooper Grady | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Connor Anderson | Registered representative | Jan 2026 (1y) | ||
| Halle Hewitt | Registered representative | Jan 2026 (1y) | ||
| Andrew Funovits | Registered representative | Jan 2026 (1y) | ||
| Michel Otto Stephenitch | Registered representative | Jan 2026 (1y) | ||
| Nicolas Lee Pamintuan | Registered representative | Jan 2026 (1y) | ||
| Genevieve Cornish | Registered representative | Jan 2026 (1y) | ||
| Jared Anthony Marfisi | Registered representative | Mar 2026 (0y) | ||
| Timothy O Shaw | Registered representative | CFP | Mar 2026 (0y) | |
| Marni Kristine Angus | Registered representative | Mar 2026 (0y) | ||
| Justine Marie Harvey | Registered representative | Mar 2026 (0y) | ||
| Luke Thomas Mokma | Registered representative | CFP | Mar 2026 (0y) | |
| Isaac Alexander Rasmussen | Registered representative | Mar 2026 (0y) | ||
| Christopher J De Simone | Registered representative | Apr 2026 (0y) | ||
| Samantha Rene Mokma | Registered representative | CFP | Apr 2026 (0y) | |
| Milan Markovic | Registered representative | Apr 2026 (0y) | ||
| Judith Peterson Havard | Registered representative | CFA | May 2026 (0y) | |
| Karissa Olalde | Registered representative | May 2026 (0y) | ||
| Mc Kayla A Hajjar | Registered representative | May 2026 (0y) | ||
| Joseph Robert Viger | Registered representative | CFP | May 2026 (0y) | |
| Anthony Robert Peracchia | Registered representative | May 2026 (0y) | ||
| Lucas Anthony Lowery | Registered representative | May 2026 (0y) | ||
| Madison Lee | Registered representative | May 2026 (0y) | ||
| William Ralph Bullington | Registered representative | May 2026 (0y) | ||
| Gary Thomas Miller | Registered representative | May 2026 (0y) | ||
| Callan Templeton | Registered representative | Jun 2026 (0y) | ||
| Andrew Sciuto | Registered representative | Jun 2026 (0y) | ||
| Dennis Ralph Marvin | Registered representative | CFP | Jun 2026 (0y) | |
| Cheryl L Nodge | Registered representative | Jun 2026 (0y) | ||
| Megan Lynn Heaton | Registered representative | Jun 2026 (0y) | ||
| Daniel Ortega | Registered representative | Jun 2026 (0y) | ||
| David A. Meler | Registered representative | Jun 2026 (0y) | ||
| Kurtis Raymond Kuyat | Registered representative | Jun 2026 (0y) | ||
| Michael Daniel Gregory | Registered representative | Jun 2026 (0y) | ||
| David Lee Blaydes | Registered representative | CFP | Jul 2026 (0y) | |
| James David Blaydes | Registered representative | Jul 2026 (0y) | ||
| James Kevin Wilkins | Registered representative | Jul 2026 (0y) | ||
| Jared Jonathan Lester | Registered representative | CFP | Jul 2026 (0y) | |
| David Christopher Payne | Registered representative | Jul 2026 (0y) | ||
| William Romano | Registered representative | Jul 2026 (0y) | ||
| Gina Marie Patterson | Registered representative | CFP | Jul 2026 (0y) | |
| Robert F Burchetta | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Stratos Intermediate Holdco Llc | Member | Mar 2022 | A | 75% or more |
| Stratos Intermediate Holdco I Llc | Member | Apr 2022 | B | ≈ 56.25% – 100% via Stratos Intermediate Holdco Llc |
| Stratos Wealth Holdings Llc | Member | Jan 2016 | B | ≈ 42.19% – 100% via Stratos Intermediate Holdco I Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jeffrey Alan Concepcion: 75% – 100% of Stratos Wealth Holdings Llc × 75% – 100% of Stratos Intermediate Holdco I Llc × 75% – 100% of Stratos Intermediate Holdco Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Stratos Intermediate Holdco I Llc: 75% – 100% of Stratos Intermediate Holdco Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Stratos Wealth Holdings Llc: 75% – 100% of Stratos Intermediate Holdco I Llc × 75% – 100% of Stratos Intermediate Holdco Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (13)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Providence Administrative Consulting Services Inc 401(k) Profit Sharing Plan And Trust | Providence Administrative Consulting Services Inc | 30,857 | $199M | 01/01/2024 |
| Midwest Physician Anesthesia Services, Inc. Profit Sharing Plan | Midwest Physician Anesthesia Services, Inc. | 136 | $133M | 01/01/2024 |
| Mmps Retirement Plan | Mountain Medical Physician Specialists, P.C. | 61 | $19.3M | 01/01/2024 |
| 8 G Solutions 401(k) Retirement Savings Plan | 8 G Solutions Llc | 66 | $3.7M | 01/01/2024 |
| The Equity Technology Group 401(k) Plan | The Equity Technology Group, Inc. | 183 | $24.8M | 01/01/2024 |
| Cleveland Clinic Savings And Investment Plan | The Cleveland Clinic Foundation | 68,206 | $9.2B | 01/01/2024 |
| Auto Chlor Services Employees Savings Plan | Auto Chlor Services, Llc | 373 | $46.1M | 01/01/2024 |
| Shin Etsu 401(k) Retirement Savings Plan | Shin Etsu Silicones Of America, Inc. | 277 | $36.9M | 01/01/2024 |
| Lipseys, L.L.C. 401 K Plan | Lipseys, L.L.C. | 157 | $29.1M | 01/01/2024 |
| A&K Railroad Materials, Inc. Retirement & Savings Plan | A&K Railroad Materials, Inc. | 321 | $15.1M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 4.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PERCENTAGE OF ASSETS UNDER MANAGEMENT WITH THIRD PARTY MANAGERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- LPL Financial $12.9B (69% of AUM) Jul 2026
- Fidelity Brokerage Services $4.0B (21% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗