Rja Asset Management Llc
- Regulatory AUM
- $589M
- Discretionary
- $589M
- Clients
- 6
- Avg AUM / client
- $98.2M
- Accounts
- 14
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 5 | $115M | 19.6% |
| Pooled investment vehicles (non-investment companies) | 1 | $245M | 41.6% |
| Charitable organizations | Fewer than 5 clients | $170M | 28.8% |
| State or municipal government entities | Fewer than 5 clients | $55.1M | 9.36% |
| Other investment advisers | 0 | $3.7M | 0.62% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $350M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Rja Volexity Hedge I Lp | Hedge Fund | Delaware | $269M | 3 |
| Rja Putwrite Select Fund Lp | Hedge Fund | Delaware | $48.4M | 5 |
| Rja Tail Hedge I Lp | Hedge Fund | Delaware | $33.2M | 2 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey, Andrew, Mark | Managing Member | Oct 2011 (15y) | 25% – 50% | |
| Leeper, Nicholas, Jarvis | Managing Member | Jan 2017 (10y) | 25% – 50% | |
| Jeffrey, Kristi, Anne | Chief Compliance Officer | Dec 2018 (8y) | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $350M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Rja Volexity Hedge I Lp | Hedge Fund | $269M | $25.0M | 3 |
| Rja Putwrite Select Fund Lp | Hedge Fund | $48.4M | $10.0M | 5 |
| Rja Tail Hedge I Lp | Hedge Fund | $33.2M | $25.0M | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/04/2026 | 1.38 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • A PERCENTAGE OF THE NOTIONAL AMOUNT SUBJECT TO OUR STRATEGIES.
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $272M (46% of AUM) May 2026
- BNY Mellon $78.3M (17% of AUM) Jan 2019
- Northern Trust $55.1M (9% of AUM) May 2026
- National Financial Services (Fidelity) $49.6M (5% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 05, 2026.
View current Form ADV (SEC/IAPD) ↗