Jordan Financial Llc
- Regulatory AUM
- $53.1M
- Discretionary
- $53.1M
- Clients
- 46
- Avg AUM / client
- $1.2M
- Accounts
- 125
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 34 | $7.5M | 14.1% |
| High net worth individuals | 12 | $45.6M | 85.9% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jordan, Russell, R | Chief Compliance Officer | Mar 2010 (16y) | 50% – 75% | |
| Rustin Reed Jordan | Vice President | Mar 2010 (16y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/23/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: RUSTIN JORDAN ENGAGED IN INVESTMENT ADVISORY BUSINESS FROM WITHIN THE STATE OF FLORIDA WITHOUT THE BENEFIT OF LAWFUL REGISTRATION IN FLORIDA PURSUANT TO SECTION 517.12(4), FLORIDA STATUTES. Status: Final Sanction Detail: DISPOSITION RESULTED IN A FINE OF $5,000.00 AND WAS PAID WITHIN 15 DAYS OF OCTOBER 11, 2010 Summary: RUSTIN JORDAN AGREED TO THE STIPULATION AND CONSENT AGREEMENT. ALL ADMINISTRATIVE FINES WERE PAID WITHIN 15 DAYS OF OCTOBER 11, 2010. REGISTRATION APPROVAL WAS GRANTED ON NOVEMBER 16, 2010
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $53.1M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 23, 2026.
View current Form ADV (SEC/IAPD) ↗