AUMdb
GS

Georgia Specialty Finance Corporation

State-registered Insurance-Affiliated CRD 153578 ·
☆ Save with Pro ADV data as of Jul 13, 2010
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
David Robert Rich Registered representative Jul 2010 (16y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/13/2010 525 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Commissions

Services

  • Selection of other advisers

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2010.

View current Form ADV (SEC/IAPD) ↗