AUMdb

Allsquare Wealth Management, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 153591 · SEC file 801-71675 · Albany, NY · www.allsquarewealth.com
☆ Save with Pro ADV data as of May 15, 2026
Regulatory AUM
$308M
Discretionary
$308M
Clients
436
Avg AUM / client
$706K
Accounts
835
Employees
5

AUM over time

$67.8M $308M
Mar 29, 2012 May 15, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 15, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 356 $97.0M 31.5%
High net worth individuals 80 $190M 61.7%
Pension and profit sharing plans Fewer than 5 clients $1.8M 0.59%
Charitable organizations Fewer than 5 clients $19.0M 6.17%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Daniel Douglas Bauer Managing Member / Chief Investment Officer / Chief Compliance Officer CFP Aug 2010 (16y) 25% – 50%
Douglas James Bauer Managing Member / Chief Executive Officer CFP Chartered Financial Consultant Aug 2010 (16y) 75% or more
Brett Philip Harris Registered representative Aug 2021 (5y)
Daniel Mark Weinberg Registered representative Sep 2021 (5y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/15/2026 987 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 15, 2026.

View current Form ADV (SEC/IAPD) ↗