AUMdb

Altus Wealth Management, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 153650 · SEC file 801-80301 · Ft. Mitchell, KY · WWW.ALTUSWM.COM
☆ Save with Pro ADV data as of Apr 30, 2026
Regulatory AUM
$405M
Discretionary
$405M
Clients
286
Avg AUM / client
$1.4M
Accounts
585
Employees
5

AUM over time

$106M $405M
Aug 29, 2014 Apr 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 131 $105M 25.8%
High net worth individuals 154 $298M 73.5%
Charitable organizations 1 $2.9M 0.7%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Andrew Martin Hermes Member/Vice President CFP Mar 2010 (16y) 25% – 50%
William Henry Doepker Member/Vice President/Chief Compliance Officer CFP Mar 2010 (16y) 25% – 50%
Steven Douglas O'connor President CFP May 2010 (16y) ≈ 18.75% – 50% via Altus Oc Group Inc
Derek Thomas Schmidt Registered representative CFP May 2023 (3y)
Austin Carl Stinson Registered representative CFP Mar 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Altus Oc Group Inc President May 2023 A 25% – 50%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Steven Douglas O'connor: 75% – 100% of Altus Oc Group Inc × 25% – 50% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/30/2026 909 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.

View current Form ADV (SEC/IAPD) ↗