Promontory Financial Planning, Llc
- Regulatory AUM
- $319M
- Discretionary
- $319M
- Clients
- 570
- Avg AUM / client
- $560K
- Accounts
- 570
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Feb 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 500 | $205M | 64.3% |
| High net worth individuals | 65 | $110M | 34.5% |
| Pension and profit sharing plans | 5 | $4.0M | 1.25% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Intermountain Health 401(k) Plan Intermountain Health Care, Inc. | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brock Don Williamson | President/Owner/Cco | CFP | Apr 2010 (16y) | 50% – 75% |
| Tyra Williamson | Owner/Advisor | Apr 2010 (16y) | 50% – 75% | |
| Ross Morrell Bowen | Registered representative | May 2016 (10y) | ||
| Ron Robertson Valentine | Registered representative | Oct 2017 (9y) | ||
| Robyn D Simons | Registered representative | Oct 2017 (9y) | ||
| John Dudley Houck | Registered representative | Chartered Financial Consultant | Oct 2017 (9y) | |
| William Elton Sandberg | Registered representative | Mar 2020 (6y) | ||
| David Michael Goar | Registered representative | Apr 2022 (4y) | ||
| Jon Aaron Paulsen | Registered representative | Jan 2023 (4y) | ||
| Emily Langeveld | Registered representative | Aug 2024 (2y) | ||
| Paul Otto Gelormini | Registered representative | Jan 2025 (2y) | ||
| Theresa Bond | Registered representative | Apr 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Intermountain Health 401(k) Plan | Intermountain Health Care, Inc. | 69,032 | $6.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/20/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE DIVISION ALLEGED THAT BOWEN ACTED AS AN UNLICENSED INVESTMENT ADVISER REPRESENTATIVE IN VIOLATION OF SECTION 61-1-3(3)(A) OF THE UTAH UNIFORM SECURITIES ACT Status: Final Sanction Detail: REQUALIFICATION BY EXAM LENGTH OF TIME GIVEN TO REQUALIFY/RETRAIN: 60 DAYS FOLLOWING ENTRY OF ORDER TYPE OF EXAM REQUIRED: SERIES 65 MR. BOWEN SATISFIED THIS REQUALIFICATION REQUIREMENT. Summary: A PDF COPY OF THE ORDER TO SHOW CAUSE MAY BE VIEWED AT: HTTP://SECURITIES.UTAH.GOV/DOCKETS/11006301.PDF (NOTE: WEBSITE MUST BE ENTERED IN LOWER CASE). A PDF COPY OF THE STIPULATION AND CONSENT ORDER CAN BE VIEWED ONLINE AT HTTP://SECURITIES.UTAH.GOV/DOCKETS/11006302.PDF (NOTE: THE WBE ADDRESS MUST BE ENTERED IN ALL LOWER CASE LETTERS).
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Sei Investments Distribution Co. $54.5M (17% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.
View current Form ADV (SEC/IAPD) ↗