AUMdb

Gouws Capital Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 153812 · SEC file 801-122419 · Charlotte, NC · WWW.GOUWSCAPITAL.COM
☆ Save with Pro ADV data as of Feb 20, 2026
Regulatory AUM
$210M
Discretionary
$210M
Clients
52
Avg AUM / client
$4.0M
Accounts
101
Employees
3

AUM over time

$88.6M $210M
Feb 14, 2012 Feb 20, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 20, 2026

Investments (13F portfolio — 55 positions, $214,952,594)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Invesco Qqq Tr UNIT SER 1 $24,366,114 33,088 11.3% 11.6%
2 Eli Lilly & Co COM $20,776,586 17,322 9.67% 9.9%
3 Alphabet Inc CAP STK CL C $19,667,098 55,662 9.15% 9.37%
4 Caterpillar Inc COM $16,043,784 15,066 7.46% 7.64%
5 Costco Wholesale Corporation COM $12,248,109 13,093 5.7% 5.83%
6 Visa Inc COM CL A $11,425,927 33,303 5.32% 5.44%
7 Amazon Com Inc COM $10,378,754 43,546 4.83% 4.94%
8 Deere & Co COM $9,376,667 14,782 4.36% 4.47%
9 Teradyne Inc COM $7,684,831 15,883 3.58% 3.66%
10 Nextera Energy Inc COM $7,440,176 84,769 3.46% 3.54%
11 Cboe Global Mkts Inc COM $7,432,983 30,630 3.46% 3.54%
12 Palo Alto Networks Inc COM $7,190,407 21,085 3.35% 3.43%
13 Stryker Corporation COM $6,851,234 21,761 3.19% 3.26%
14 Vanguard Index Fds S&P 500 ETF SHS $6,508,899 9,477 3.03% 3.1%
15 Apple Inc COM $4,579,991 15,828 2.13% 2.18%
16 Cheniere Energy Inc COM NEW $3,866,465 16,177 1.8% 1.84%
17 Spdr Gold Tr GOLD SHS $3,694,852 10,030 1.72% 1.76%
18 Nvidia Corporation COM $3,654,651 18,265 1.7% 1.74%
19 Xylem Inc COM $3,104,786 26,265 1.44% 1.48%
20 Vanguard Specialized Funds DIV APP ETF $3,021,638 12,770 1.41% 1.44%
21 Danaher Corp Del COM $2,652,434 13,925 1.23% 1.26%
22 Amgen Inc COM $2,208,932 6,100 1.03% 1.05%
23 Ishares Tr CORE DIV GRWTH $2,098,247 27,685 0.98% 1.0%
24 State Str Spdr S&P 500 Etf T TR UNIT $1,792,248 2,400 0.83% 0.85%
25 Jpmorgan Chase & Co COM $1,123,724 3,433 0.52% 0.54%

Top 25 of 55 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 12 $7.9M 3.79%
High net worth individuals 40 $202M 96.2%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Fanie (Nmi) Gouws Managing Member/Chief Compliance Officer CFA Jun 2010 (16y) 75% or more
Justin Mattson Brooks Registered representative Jan 2021 (6y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/20/2026 905 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.

View current Form ADV (SEC/IAPD) ↗