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Wealth Manager · Small ($100M–$1B)
CRD 153975
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ADV data as of Feb 03, 2025
- Regulatory AUM
- $257M
- Discretionary
- $255M
- Clients
- 293
- Avg AUM / client
- $876K
- Accounts
- 845
- Employees
- 3
AUM over time
$104M
$257M
Sep 29, 2014
Feb 3, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 226 | $97.4M | 37.9% |
| High net worth individuals | 67 | $156M | 60.7% |
| Charitable organizations | Fewer than 5 | $3.1M | 1.2% |
| Corporations and other businesses | Fewer than 5 | $396K | 0.15% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $257M (100% of AUM) Feb 2025
- Ohio National Life Insurance Company $20.5M (14% of AUM) Apr 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2025.