AUMdb

13 D Management Llc

SEC-registered Mutual Fund / Asset Manager · Boutique (under $100M) CRD 154009 · SEC file 801-130908 · New York, NY · 13dmanagement.com
☆ Save with Pro ADV data as of Mar 25, 2026
Regulatory AUM
$99.4M
Discretionary
$99.4M
Clients
1
Avg AUM / client
$99.4M
Accounts
1
Employees
8

AUM over time

$1.0M $375M
Jan 5, 2012 Mar 25, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $99.4M 100.0%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $14.5M combined gross assets

FundTypeDomicileGross assetsOwners
13 D Activist Fund Lp master Hedge Fund Delaware $14.5M 3

People (2)

NameRole / titleCredentialsWith firm sinceOwnership
Squire, Kenneth, Bradley Managing Member And Chief Investment Officer Mar 2010 (16y) 75% or more
Kim, Ki Tae Chief Compliance Officer And Chief Operating Officer Jun 2023 (3y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $14.5M gross assets)

FundTypeGross assetsMin. investmentOwners
13 D Activist Fund Lp Hedge Fund $14.5M $20.0M 3

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/25/2026 1000 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.

View current Form ADV (SEC/IAPD) ↗