Roth Capital Partners, Llc
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ADV data as of Aug 29, 2025
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 70
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 10
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | — | — |
| Investment companies | 30 | — | — |
| Other investment advisers | 40 | — | — |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kristin Diane Lamarche | Registered representative | Oct 2005 (21y) | ||
| Nazan Akdeniz | Registered representative | Oct 2005 (21y) | ||
| Jacob Egan Frank | Registered representative | Apr 2012 (14y) | ||
| Joseph George Reagor | Registered representative | Sep 2013 (13y) | ||
| Alexander Gene Montano | Registered representative | Oct 2013 (13y) | ||
| Dustin Fernando Cabrera | Registered representative | Apr 2014 (12y) | ||
| John Joseph Weber | Registered representative | Jan 2025 (2y) | ||
| Cory Brian Finke | Registered representative | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 08/29/2025 | 2.56 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Fixed fees
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 29, 2025.
View current Form ADV (SEC/IAPD) ↗