AUMdb

The Wealth Group, Ltd

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 154106 · SEC file 801-128145 · Raleigh, NC · WWW.THEWEALTHGRP.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$160M
Discretionary
$156M
Clients
148
Avg AUM / client
$1.1M
Accounts
293
Employees
8

AUM over time

$160M $289M
May 11, 2023 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 107 $23.5M 14.7%
High net worth individuals 41 $132M 82.1%
Pension and profit sharing plans Fewer than 5 clients $3.9M 2.43%
Corporations and other businesses Fewer than 5 clients $1.3M 0.81%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Cornelius Trawick Mcdonald President/Chief Compliance Officer CFP Nov 2004 (22y) 75% or more
Keith Coyner Beck Registered representative May 2011 (15y)
Leonard Ralph Creech Registered representative Personal Financial Specialist May 2011 (15y)
James Canady Parker Registered representative Personal Financial Specialist Jun 2011 (15y)
William Hill Sigmon Registered representative May 2024 (2y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.16 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗