Quad Cities Investment Group, Llc
- Regulatory AUM
- $426M
- Discretionary
- $407M
- Clients
- 610
- Avg AUM / client
- $698K
- Accounts
- 1,546
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 16, 2026
Investments (13F portfolio — 209 positions, $278,231,780)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc | COM | $16,182,631 | 55,926 | 5.82% | 3.8% |
| 2 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $10,558,304 | 49,623 | 3.79% | 2.48% |
| 3 | First Tr Exch Traded Fd Iii | PFD SECS INC ETF | $10,087,178 | 564,160 | 3.63% | 2.37% |
| 4 | Ishares Tr | CORE DIV GRWTH | $8,662,245 | 114,293 | 3.11% | 2.04% |
| 5 | Ishares Tr | CORE S&P MCP ETF | $8,175,089 | 106,019 | 2.94% | 1.92% |
| 6 | Dimensional Etf Trust | US CORE EQT MKT | $7,522,048 | 145,522 | 2.7% | 1.77% |
| 7 | Janus Detroit Str Tr | HENDRSON AAA CL | $6,892,008 | 136,502 | 2.48% | 1.62% |
| 8 | Amazon Com Inc | COM | $6,467,118 | 27,134 | 2.32% | 1.52% |
| 9 | Invesco Qqq Tr | UNIT SER 1 | $6,275,295 | 8,522 | 2.26% | 1.47% |
| 10 | Dimensional Etf Trust | INTL CORE EQT MK | $6,240,421 | 151,283 | 2.24% | 1.47% |
| 11 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $5,936,216 | 130,495 | 2.13% | 1.4% |
| 12 | Ishares Tr | CORE S&P500 ETF | $5,762,060 | 7,694 | 2.07% | 1.35% |
| 13 | Nvidia Corporation | COM | $5,168,092 | 25,829 | 1.86% | 1.21% |
| 14 | Ishares Tr | CORE S&P SCP ETF | $5,058,426 | 34,107 | 1.82% | 1.19% |
| 15 | Wells Fargo & Co | COM | $4,237,812 | 51,280 | 1.52% | 1.0% |
| 16 | First Tr Exchange Traded Fd | FIRST TR TA HIYL | $3,845,145 | 94,592 | 1.38% | 0.9% |
| 17 | Microsoft Corp | COM | $3,748,753 | 10,050 | 1.35% | 0.88% |
| 18 | Tortoise Capital Series Trus | NORTH AMRCN PIPE | $3,704,178 | 88,342 | 1.33% | 0.87% |
| 19 | Pimco Etf Tr | MULTISECTOR BD | $3,561,124 | 134,281 | 1.28% | 0.84% |
| 20 | Deere & Co | COM | $3,486,333 | 5,496 | 1.25% | 0.82% |
| 21 | Caterpillar Inc | COM | $3,328,491 | 3,126 | 1.2% | 0.78% |
| 22 | Dimensional Etf Trust | US COR EQU 2 ETF | $3,258,482 | 73,455 | 1.17% | 0.77% |
| 23 | Ishares Tr | CORE S&P TTL STK | $3,223,552 | 19,623 | 1.16% | 0.76% |
| 24 | Dimensional Etf Trust | EMGR CRE EQT MNG | $3,220,742 | 80,098 | 1.16% | 0.76% |
| 25 | Walmart Inc | COM | $2,891,099 | 25,526 | 1.04% | 0.68% |
Top 25 of 209 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 456 | $81.1M | 19.1% |
| High net worth individuals | 137 | $275M | 64.6% |
| Pension and profit sharing plans | 8 | $25.2M | 5.91% |
| Charitable organizations | 6 | $10.3M | 2.43% |
| Corporations and other businesses | 3 | $34.0M | 7.99% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Vera French Community Mental Health Center 401(k) Plan Vera French Community Mental Health Center | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Laura Ann Swift | Trustee | Jun 2010 (16y) | GP / trustee / elected manager of Laura A. Swift Trust (indirect) | |
| Scott Lee Stoltenberg | Trustee | Jun 2010 (16y) | GP / trustee / elected manager of Scott L. Stoltenberg Trust (indirect) | |
| Christine Ann Mcelvania | Chief Compliance Officer & Member | CFP CFA | Oct 2013 (13y) | 10% – 25% |
| Mark Marion Grywacheski | Trustee | Feb 2016 (11y) | GP / trustee / elected manager of Mark M Grywacheski Revocable Trust (indirect) | |
| Delapaz, Jennifer, Marie | Member | Sep 2021 (5y) | 10% – 25% | |
| David Allen Borcherding | Registered representative | Jun 2010 (16y) | ||
| Amy Lynn Kramer | Registered representative | Jun 2018 (8y) | ||
| Jeremy Michael Hauer | Registered representative | CFP | Oct 2018 (8y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Scott L. Stoltenberg Trust | Member | Jan 2020 | A | 25% – 50% |
| Laura A. Swift Trust | Member | Jan 2020 | A | 25% – 50% |
| Mark M Grywacheski Revocable Trust | Member | Mar 2023 | A | 10% – 25% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Vera French Community Mental Health Center 401(k) Plan | Vera French Community Mental Health Center | 174 | $9.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/16/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Raymond James $403M (95% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2026.
View current Form ADV (SEC/IAPD) ↗