Valpey Financial Services Llc
- Regulatory AUM
- $226M
- Discretionary
- $212M
- Clients
- 186
- Avg AUM / client
- $1.2M
- Accounts
- 616
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Investments (13F portfolio — 75 positions, $153,719,310)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | VALUE ETF | $8,510,704 | 43,377 | 5.54% | 3.77% |
| 2 | Vanguard Index Fds | GROWTH ETF | $7,496,069 | 17,161 | 4.88% | 3.32% |
| 3 | Schwab Strategic Tr | US LCAP GR ETF | $7,015,768 | 240,843 | 4.56% | 3.1% |
| 4 | Vanguard Charlotte Fds | TOTAL INT BD ETF | $6,826,477 | 142,070 | 4.44% | 3.02% |
| 5 | Schwab Strategic Tr | US LCAP VA ETF | $6,185,544 | 202,804 | 4.02% | 2.74% |
| 6 | Vanguard Star Fds | VG TL INTL STK F | $5,750,461 | 74,574 | 3.74% | 2.54% |
| 7 | Spdr Index Shs Fds | PORTFOLIO DEVLPD | $5,403,185 | 118,361 | 3.52% | 2.39% |
| 8 | Vanguard Intl Equity Index F | ALLWRLD EX US | $5,323,961 | 70,891 | 3.46% | 2.36% |
| 9 | Schwab Strategic Tr | SHT TM US TRES | $5,286,204 | 217,808 | 3.44% | 2.34% |
| 10 | Vanguard Bd Index Fds | TOTAL BND MRKT | $5,189,036 | 70,464 | 3.38% | 2.3% |
| 11 | Schwab Strategic Tr | INTL EQTY ETF | $4,986,644 | 201,480 | 3.24% | 2.21% |
| 12 | Vanguard Bd Index Fds | SHORT TRM BOND | $4,909,054 | 62,607 | 3.19% | 2.17% |
| 13 | Vanguard Index Fds | MID CAP ETF | $4,263,322 | 14,845 | 2.77% | 1.89% |
| 14 | Schwab Strategic Tr | US MID-CAP ETF | $4,164,148 | 134,500 | 2.71% | 1.84% |
| 15 | Vanguard Index Fds | SM CP VAL ETF | $4,031,611 | 18,557 | 2.62% | 1.78% |
| 16 | Schwab Strategic Tr | US AGGREGATE B | $3,837,929 | 165,285 | 2.5% | 1.7% |
| 17 | Ishares Tr | CORE S&P US GWT | $3,586,115 | 23,119 | 2.33% | 1.59% |
| 18 | Schwab Strategic Tr | US SML CAP ETF | $3,542,099 | 121,805 | 2.3% | 1.57% |
| 19 | Vanguard Scottsdale Fds | VNG RUS1000VAL | $3,387,137 | 36,133 | 2.2% | 1.5% |
| 20 | Ishares Tr | CORE US AGGBD ET | $2,919,321 | 29,407 | 1.9% | 1.29% |
| 21 | Vanguard Scottsdale Fds | TOTAL CORP BND | $2,901,486 | 37,765 | 1.89% | 1.28% |
| 22 | Ishares Tr | CORE S&P US VLU | $2,830,092 | 27,678 | 1.84% | 1.25% |
| 23 | Ishares Tr | TIPS BD ETF | $2,482,476 | 22,494 | 1.61% | 1.1% |
| 24 | Invesco Exch Traded Fd Tr Ii | SR LN ETF | $2,480,676 | 121,542 | 1.61% | 1.1% |
| 25 | Vanguard Admiral Fds Inc | MIDCP 400 IDX | $2,285,072 | 19,988 | 1.49% | 1.01% |
Top 25 of 75 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 117 | $45.0M | 19.9% |
| High net worth individuals | 69 | $181M | 80.1% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ronald Louis Valpey | Owner, Managing Member | CFP | Apr 2010 (16y) | 75% or more |
| Webber, Victoria, Jean | Chief Compliance Officer | Jul 2010 (16y) | Less than 5% | |
| Daniel Blandini | Registered representative | Apr 2026 (0y) | ||
| Edward Louis Torsvik | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $226M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗