Guardian Wealth Management Inc.
- Regulatory AUM
- $289M
- Discretionary
- $213M
- Clients
- 190
- Avg AUM / client
- $1.5M
- Accounts
- 429
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of May 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 87 | $25.4M | 8.77% |
| High net worth individuals | 58 | $144M | 50.0% |
| Pension and profit sharing plans | 6 | $71.3M | 24.7% |
| Charitable organizations | 24 | $1.7M | 0.58% |
| Corporations and other businesses | 15 | $46.4M | 16.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joshua Robert Kirby | President, Ceo And Cco | Jul 2020 (6y) | 75% or more | |
| Kyle Robert Gilmore | Chief Investment Officer | CFA | Nov 2022 (4y) | 10% – 25% |
| Ronald Owen Kirby | Registered representative | Dec 2010 (16y) | ||
| Brian Lad Bozzer | Registered representative | Sep 2022 (4y) | ||
| Darcie Anne Phillips | Registered representative | Feb 2024 (3y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 906 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $256M (88% of AUM) May 2026
- Principal Financial $26.8M (9% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗