AUMdb

Nautilus Advisors Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 154169 · SEC file 801-71754 · La Jolla, CA · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Feb 25, 2026
Regulatory AUM
$304M
Discretionary
$277M
Clients
188
Avg AUM / client
$1.6M
Accounts
607
Employees
3

AUM over time

$116M $304M
Jan 31, 2012 Feb 25, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 25, 2026

Investments (13F portfolio — 179 positions, $169,630,450)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Amazon Com Inc COM $8,459,814 34,482 4.99% 2.78%
2 Apple Inc COM $8,396,054 26,627 4.95% 2.76%
3 Alphabet Inc CAP STK CL A $7,105,487 19,893 4.19% 2.34%
4 State Str Spdr S&P 500 Etf T TR UNIT $7,032,468 9,315 4.15% 2.31%
5 Dimensional Etf Trust US COR EQU 2 ETF $4,251,762 95,310 2.51% 1.4%
6 Netflix Inc. COM $3,788,533 51,636 2.23% 1.25%
7 Costco Wholesale Corporation COM $3,339,410 3,645 1.97% 1.1%
8 Alphabet Inc CAP STK CL C $3,205,362 9,028 1.89% 1.05%
9 Applied Matls Inc COM $2,969,688 4,929 1.75% 0.98%
10 J P Morgan Exchange Traded F JPMORGAM LTD DUR $2,909,701 56,020 1.72% 0.96%
11 T Rowe Price Exchange Traded PRICE DIV GRWT $2,882,218 58,203 1.7% 0.95%
12 Goldman Sachs Etf Tr EQUAL WEIGHT US $2,874,970 30,231 1.69% 0.94%
13 Dimensional Etf Trust INTERNATNAL VAL $2,596,442 46,842 1.53% 0.85%
14 Nvidia Corporation COM $2,585,055 12,254 1.52% 0.85%
15 Microsoft Corp COM $2,345,100 6,090 1.38% 0.77%
16 Visa Inc COM CL A $2,233,533 6,400 1.32% 0.73%
17 Capital Group Dividend Growe SHS ETF $2,110,920 55,830 1.24% 0.69%
18 Rbb Fund Trust FIRST EAGLE GBL $2,049,639 41,207 1.21% 0.67%
19 Capital Group Growth Etf SHS CREAT UNIT $1,876,602 39,877 1.11% 0.62%
20 Abbvie Inc COM $1,858,375 7,491 1.1% 0.61%
21 Terex Corp New COM $1,654,499 24,522 0.98% 0.54%
22 Advanced Micro Devices Inc COM $1,610,071 2,886 0.95% 0.53%
23 Vanguard Index Fds GROWTH ETF $1,548,422 17,717 0.91% 0.51%
24 J P Morgan Exchange Traded F NASDAQ EQT PREM $1,546,800 25,563 0.91% 0.51%
25 Dimensional Etf Trust INTL SMALL CAP V $1,519,050 37,141 0.9% 0.5%

Top 25 of 179 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 37 $43.9M 14.4%
High net worth individuals 151 $260M 85.5%
Charitable organizations Fewer than 5 clients $365K 0.12%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Michael Shea Behner Chief Compliance Officer & Principal CFP Sep 2010 (16y) 75% or more
Kara Joyce Marquez Registered representative CFP Apr 2018 (8y)
Daniel Stoian Callan Registered representative May 2018 (8y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/25/2026 957 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • • Percentage of assets under management
  • • Fixed fees

Services

  • • Financial planning services
  • • Portfolio management for individuals/small businesses
  • • Portfolio management for businesses/institutional clients
  • • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.

View current Form ADV (SEC/IAPD) ↗