Smb Financial Services, Inc.
- Regulatory AUM
- $178M
- Discretionary
- $178M
- Clients
- 444
- Avg AUM / client
- $400K
- Accounts
- 762
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 381 | $70.1M | 39.5% |
| High net worth individuals | 55 | $101M | 56.7% |
| Corporations and other businesses | 8 | $6.9M | 3.86% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy Luke Porter | President & Cco | CFP | Jul 2010 (16y) | 75% or more |
| Thomas Edward Peekema | Registered representative | CFP CFA | Jul 2011 (15y) | |
| James Walter Flad | Registered representative | Aug 2011 (15y) | ||
| Rian James Flad | Registered representative | Aug 2011 (15y) | ||
| Jeremiah Forrister | Registered representative | CFP | Mar 2016 (10y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/26/2026 | 983 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $165M (93% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2026.
View current Form ADV (SEC/IAPD) ↗