Desert Rose Capital Management, Inc.
- Regulatory AUM
- $192M
- Discretionary
- $192M
- Clients
- 735
- Avg AUM / client
- $261K
- Accounts
- 1,144
- Employees
- 22
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 687 | $68.4M | 35.6% |
| High net worth individuals | 36 | $51.9M | 27.0% |
| Pooled investment vehicles (non-investment companies) | 1 | $37.5M | 19.5% |
| Pension and profit sharing plans | 2 | $234K | 0.12% |
| Other investment advisers | 9 | $34.1M | 17.7% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $24.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cash Value Fund, Lp | Hedge Fund | Delaware | $24.6M | 63 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kirk Alan Stafford | President & Chief Executive Officer | Jun 2010 (16y) | 75% or more | |
| Pala, Mausmi | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Nathaniel D Stoddard | Registered representative | Apr 2019 (7y) | ||
| Drew M. Mc Curdy | Registered representative | Jul 2023 (3y) | ||
| Valerie Rachelle Coffey | Registered representative | Jan 2024 (3y) | ||
| Rohit Jahagirdar | Registered representative | Jan 2024 (3y) | ||
| Spencer William Anderson | Registered representative | Mar 2024 (2y) | ||
| Sherika Ralliford | Registered representative | Sep 2024 (2y) | ||
| James Robert Rippel | Registered representative | Nov 2024 (2y) | ||
| Casey Ray Mccurdy | Registered representative | Jan 2025 (2y) | ||
| Steven Paul Lifgren | Registered representative | Dec 2025 (1y) | ||
| Bo Leslie Brower | Registered representative | Dec 2025 (1y) | ||
| Mi Kenna Fogle | Registered representative | Apr 2026 (0y) | ||
| Benjamin Ray Stacy | Registered representative | Jun 2026 (0y) | ||
| Alfredo Atencio | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $24.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cash Value Fund, Lp | Hedge Fund | $24.6M | $25.0K | 63 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: NO ALLEGATIONS AT THIS TIME Status: Pending Summary: THE SEC HAS REQUESTED DOCUMENTS AND INFORMATION FROM DESERT ROSE CAPITAL MANAGEMENT CONCERNING AN INVESTIGATION RELATED TO THE CASH VALUE FUND, LP.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $192M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗