Spartan Capital Private Wealth Management Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 154632
· New York, NY
· WWW.SPARTANCAPITAL.COM
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ADV data as of Dec 13, 2022
- Regulatory AUM
- $6.7M
- Discretionary
- $0
- Clients
- 20
- Avg AUM / client
- $337K
- Accounts
- 20
- Employees
- 6
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20 | $6.7M | 100.0% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gary Misa Scarboro | Registered representative | Jan 2022 (5y) | ||
| Peter Ignazio Cardillo | Registered representative | Jan 2022 (5y) | ||
| Ralph Edward Metz | Registered representative | Jan 2022 (5y) | ||
| Shoug Mayson | Registered representative | Jan 2022 (5y) | ||
| Sara Miriam Rosenberg | Registered representative | May 2024 (2y) | ||
| Theologos Stavros Basis | Registered representative | Apr 2025 (1y) | ||
| William Andrew Baris | Registered representative | Jun 2025 (1y) | ||
| Carter Joseph Duddy | Registered representative | Feb 2026 (0y) | ||
| Samia Mahnoor | Registered representative | Feb 2026 (0y) | ||
| William Esteban Romero | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/13/2022 | 1.34 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 13, 2022.
View current Form ADV (SEC/IAPD) ↗