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Institutional / Pension Advisor · Small ($100M–$1B)
CRD 154644
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ADV data as of Mar 19, 2025
- Regulatory AUM
- $308M
- Discretionary
- $308M
- Clients
- 269
- Avg AUM / client
- $1.1M
- Accounts
- 406
- Employees
- 5
AUM over time
$102M
$308M
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 19, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 248 | $56.1M | 18.2% |
| High net worth individuals | 7 | $36.9M | 12.0% |
| Pension and profit sharing plans | 14 | $209M | 68.0% |
| Charitable organizations | Fewer than 5 | $5.3M | 1.74% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $288M (94% of AUM) Mar 2025
- Reliance Trust Company $24.6M (12% of AUM) Mar 2021
- Charles Schwab & Co. $22.1M (11% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2025.