Sb Advisory, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $11.3M
- Clients
- 2,744
- Avg AUM / client
- $401K
- Accounts
- 942
- Employees
- 35
AUM over time
Annual snapshots from Form ADV filings · as of Jun 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,521 | $369M | 33.5% |
| High net worth individuals | 113 | $270M | 24.5% |
| Pension and profit sharing plans | 35 | $10.4M | 0.94% |
| Charitable organizations | 35 | $437M | 39.7% |
| Corporations and other businesses | 28 | $13.7M | 1.24% |
| Other | 12 | $1.6M | 0.15% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Autobarn, Ltd. 401(k) Profit Sharing Plan Autobarn Motors, Ltd. | 2024 |
People (35)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexys Ulando Mckenzie | Ceo | Mar 2007 (19y) | ≈ 56.25% – 100% via Ifs Group, Inc. | |
| Padilla, Daniel | Cco | Jun 2021 (5y) | 10% – 25% | |
| Jeffrey Mark Bowman | Registered representative | Nov 2016 (10y) | ||
| Charles Allen Birbara | Registered representative | Jan 2021 (6y) | ||
| Robert Michael Bulloch | Registered representative | Jan 2021 (6y) | ||
| Maurice Lawrence Naylon | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Dennis Chung Kuo Ku | Registered representative | Dec 2021 (5y) | ||
| Michael David Mohlman | Registered representative | Jan 2022 (5y) | ||
| Hyacinth Renee Sikes | Registered representative | Mar 2022 (4y) | ||
| Douglas Evan Greenberg | Registered representative | Aug 2022 (4y) | ||
| James L Workman | Registered representative | Nov 2022 (4y) | ||
| Matthew Thomas Bumstead | Registered representative | Sep 2023 (3y) | ||
| Frank E Lumpuy | Registered representative | Jun 2024 (2y) | ||
| Shawn Conan Spellacy | Registered representative | Jul 2024 (2y) | ||
| Matthew Robert Clapp | Registered representative | Aug 2024 (2y) | ||
| Kimson Huu Cao | Registered representative | CFP | Oct 2024 (2y) | |
| Jeffrey Rodriguez Aponte | Registered representative | Nov 2024 (2y) | ||
| Alan Lee Feinberg | Registered representative | Jan 2025 (2y) | ||
| Jonathan Edward Grabe | Registered representative | Jan 2025 (2y) | ||
| John Burton Rowoldt | Registered representative | May 2025 (1y) | ||
| William Scarr Shefte | Registered representative | May 2025 (1y) | ||
| John James Forster | Registered representative | Jul 2025 (1y) | ||
| Robert Linhart Hughes | Registered representative | Jul 2025 (1y) | ||
| Chelsey Lynn Koster | Registered representative | Jul 2025 (1y) | ||
| Walter Macree Hester | Registered representative | Sep 2025 (1y) | ||
| Steven Aibel | Registered representative | Oct 2025 (1y) | ||
| Taylor Elizabeth Bauerband | Registered representative | Nov 2025 (1y) | ||
| Alec Riss | Registered representative | Dec 2025 (1y) | ||
| William John Vlahoulis | Registered representative | Dec 2025 (1y) | ||
| Christopher Michael Roumayeh | Registered representative | Jan 2026 (1y) | ||
| Bruce Alfred Bouta | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| John Cadena | Registered representative | Feb 2026 (0y) | ||
| Scott Ryan Babbitt | Registered representative | Feb 2026 (0y) | ||
| Steven Gregory Price | Registered representative | Mar 2026 (0y) | ||
| Kevin William La Mont | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ifs Group, Inc. | Owner | Jun 2015 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Alexys Ulando Mckenzie: 75% – 100% of Ifs Group, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Autobarn, Ltd. 401(k) Profit Sharing Plan | Autobarn Motors, Ltd. | 82 | $6.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.5 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ALLEGED MCKENZIE CHARGED EXCESSIVE COMMISSIONS AND MARKUPS TOTALING $507K. IN DETERMINING CHARGES, MCKENZIE FAILED TO TAKE INTO ACCOUNT DETERMINING FAIR AND REASONABLE. Status: Final Summary: MCKENZIE ACCEPTED AWC WITHOUT ADMITTING OR DENYING THE ALLEGATIONS. MCKENZIE HAS SINCE PAID FINE, RESTITUTION AND SERVED SUSPENSION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- RBC $1.1B (100% of AUM) Jun 2026
- Raymond James $155M (54% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗