Tigress Financial Partners Llc
- Regulatory AUM
- $12.8M
- Discretionary
- $12.8M
- Clients
- 15
- Avg AUM / client
- $856K
- Accounts
- 15
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 14 | $12.6M | 98.0% |
| Corporations and other businesses | 1 | $256K | 1.99% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cynthia Denise Dibartolo | Chief Executive Officer | May 2010 (16y) | ≈ 56.25% – 100% via Tigress Holdings Llc | |
| Marrone, Michael Thomas | Principal Operations Officer/Principal Financial Officer/Finop | Jun 2015 (11y) | Less than 5% | |
| Li, Lily Elizabeth | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% | |
| Ivan Philip Feinseth | Registered representative | Jun 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tigress Holdings Llc | Majority Owner | May 2010 | A | 75% or more |
| Stonex Group Inc. | Minority Owner | Mar 2021 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cynthia Denise Dibartolo: 75% – 100% of Tigress Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.25 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT CONDUCTED A SECURITIES BUSINESS WHILE NET CAPITAL DEFICIENT. THE NET CAPITAL DEFICIENCY WAS DUE TO THE FAILURE OF THE FIRM, ACTING THROUGH ITS FINOP, TO ACCRUE CERTAIN LIABILITIES FOR RECURRING VENDOR INVOICES. THE FINDINGS ALSO STATED THAT THE FIRM MAINTAINED INACCURATE FINANCIAL BOOKS AND RECORDS BY FAILING TO APPROPRIATELY ACCRUE FOR CERTAIN VENDOR INVOICES. Status: Final Sanction Detail: THE FIRM WAS CENSURED AND FINED $10,000. Summary: THE FIRM TOOK IMMEDIATE CORRECTIVE ACTION BY IMPLEMENTING REMEDIAL MEASURES, INCLUDING, WITHOUT LIMITATION, REPLACING THE FIRM'S FINOP AND IMPLEMENTING ADDITIONAL CHECKS AND BALANCES WITH RESPECT TO FINANCIAL PROCEDURES.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $12.8M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗