Elwood & Goetz Wealth Advisory Group, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 686
- Avg AUM / client
- $1.6M
- Accounts
- 3,394
- Employees
- 29
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 336 | $146M | 13.6% |
| High net worth individuals | 346 | $927M | 86.3% |
| Charitable organizations | 4 | $1.1M | 0.1% |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph William Goetz | Managing Member | Jul 2010 (16y) | 25% – 50% | |
| Lindsay Shae Elwood | Managing Member, Chief Compliance Officer | CFP | Jul 2010 (16y) | 25% – 50% |
| Alden Mergenthal Shmerling | Partner | CFP | Nov 2010 (16y) | 5% – 10% |
| Lance Palmer | Registered representative | CFP | Nov 2010 (16y) | |
| Paul Caleb Brown | Registered representative | CFP | Mar 2013 (13y) | |
| Frances Cogle Lawrence | Registered representative | Mar 2021 (5y) | ||
| Jordan Slingo | Registered representative | CFP | Jun 2021 (5y) | |
| Melissa Ann Barron | Registered representative | CFP Chartered Financial Consultant | Oct 2021 (5y) | |
| Lauren Elizabeth Way | Registered representative | CFP | Jun 2022 (4y) | |
| Vincent Tyler Clark | Registered representative | CFP | Nov 2023 (3y) | |
| Tiffiny Lee Hubbard | Registered representative | CFP | Nov 2023 (3y) | |
| Jacobus Anton Abrahamse | Registered representative | CFP | Jan 2025 (2y) | |
| Emily Elise Stephenson | Registered representative | CFP | May 2025 (1y) | |
| Connor Michael Siegelski | Registered representative | CFP | Jul 2025 (1y) | |
| Lindsay Mc Kay Lynn | Registered representative | CFP | Nov 2025 (1y) | |
| Anthony Rodriguez | Registered representative | CFP | Dec 2025 (1y) | |
| Swarnankur Chatterjee | Registered representative | CFP | Mar 2026 (0y) | |
| Riley James Maher | Registered representative | Mar 2026 (0y) | ||
| Roy Larsen | Registered representative | CFP | Jun 2026 (0y) | |
| Samuel James Bahde | Registered representative | CFP | Jun 2026 (0y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/12/2026 | 922 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $897M (84% of AUM) Jun 2026
- Fidelity Brokerage Services $13.4M (5% of AUM) Sep 2020
- Tiaa/Cref $10.2M (4% of AUM) Sep 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 12, 2026.
View current Form ADV (SEC/IAPD) ↗