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Wealth Manager · Small ($100M–$1B)
CRD 154998
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ADV data as of Mar 28, 2025
- Regulatory AUM
- $117M
- Discretionary
- $116M
- Clients
- 233
- Avg AUM / client
- $502K
- Accounts
- 233
- Employees
- 2
AUM over time
$92.2M
$130M
Mar 30, 2012
Mar 28, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 160 | $53.0M | 45.3% |
| High net worth individuals | 73 | $64.0M | 54.7% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Sei Investments Distribution Co. $117M (100% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2025.