Cadence Wealth Management Llc
- Regulatory AUM
- $448M
- Discretionary
- $420M
- Clients
- 696
- Avg AUM / client
- $644K
- Accounts
- 3,272
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 585 | $242M | 54.0% |
| High net worth individuals | 111 | $206M | 46.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Casey Daniel Clarke | Managing Member | CFP Chartered Financial Consultant | Oct 2010 (16y) | 50% – 75% |
| Thomas Garth Shiffer | Managing Member, Chief Compliance Officer | CFP | Oct 2010 (16y) | 50% – 75% |
| Steven John Deboth | Registered representative | CFP | Oct 2011 (15y) | |
| James Andrew Laite | Registered representative | May 2012 (14y) | ||
| Michael George Downey | Registered representative | May 2012 (14y) | ||
| Grigoriy Grinshteyn | Registered representative | Mar 2016 (10y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $448M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗