Littlejohn Financial Services, Inc
- Regulatory AUM
- $171M
- Discretionary
- $171M
- Clients
- 560
- Avg AUM / client
- $306K
- Accounts
- 1,236
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 516 | $100.0M | 58.4% |
| High net worth individuals | 39 | $63.4M | 37.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.6M | 2.1% |
| Charitable organizations | 5 | $4.3M | 2.52% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Fred David Littlejohn | Principal, Chief Compliance Officer | CFP | Sep 2010 (16y) | 75% or more |
| Justin Edward Bruggeman | Registered representative | Nov 2017 (9y) | ||
| Wesley Ben Holt | Registered representative | Sep 2018 (8y) | ||
| Matthew Micaiah Dickson | Registered representative | Oct 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/19/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Wells Fargo $169M (99% of AUM) Feb 2026
- Charles Schwab & Co. $20.7M (19% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.
View current Form ADV (SEC/IAPD) ↗