The Advocate Group, Llc
- Regulatory AUM
- $810M
- Discretionary
- $808M
- Clients
- 394
- Avg AUM / client
- $2.1M
- Accounts
- 1,068
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Feb 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 124 | $27.1M | 3.34% |
| High net worth individuals | 222 | $755M | 93.2% |
| Charitable organizations | 48 | $27.9M | 3.44% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Emergency Physicians Professional Association Profit Sharing 401(k) Plan Emergency Physicians Professional Association | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Lee Corrigan | Ceo, Chief Compliance Officer, Member, Elected Manager | CFP | Dec 2013 (13y) | 25% – 50% |
| Sean Patrick Ohagan | Secretary, Member, Elected Manager | CFP | Jun 2014 (12y) | 10% – 25% |
| Elizabeth Ellen Kindseth | Member | CFP | Mar 2015 (11y) | 10% – 25% |
| Wachter, Rebecca, A | Coo, Treasurer, Member, Elected Manager | Feb 2017 (10y) | 5% – 10% | |
| Emily Mary Meisinger | Member | CFP | Dec 2017 (9y) | 5% – 10% |
| Seth Phillip Heimermann | Chief Investment Officer, Member | CFA | Oct 2019 (7y) | 5% – 10% |
| Jacob John Worthen | Registered representative | Nov 2021 (5y) | ||
| Sabrina F Karns | Registered representative | CFP | Nov 2021 (5y) | |
| Hunter Jon Hillstrom | Registered representative | CFA | Oct 2022 (4y) | |
| Brennan Paul Skon | Registered representative | CFP | Nov 2024 (2y) | |
| Emily Ann Einwalter | Registered representative | Oct 2025 (1y) | ||
| Scott Hartzell | Registered representative | CFP | Jul 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Emergency Physicians Professional Association Profit Sharing 401(k) Plan | Emergency Physicians Professional Association | 487 | $294M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 906 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $736M (91% of AUM) Feb 2026
- Fidelity Brokerage Services $73.6M (15% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗