Octagon Credit Investors, Llc
SEC-registered
Private Fund Manager · Large ($10B–$100B)
CRD 155336
· SEC file 801-71998
· New York, NY
· WWW.OCTAGONCREDIT.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $35.1B
- Discretionary
- $35.1B
- Clients
- 128
- Avg AUM / client
- $274M
- Accounts
- 132
- Employees
- 100
AUM over time
$3.7B
$35.4B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $729M | 2.08% |
| Pooled investment vehicles (non-investment companies) | 81 | $30.9B | 88.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.6B | 4.57% |
| Insurance companies | 45 | $1.8B | 5.05% |
| Corporations and other businesses | Fewer than 5 clients | $48.5M | 0.14% |
Private funds (63)
View all →Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $29.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Octagon Senior Secured Credit Master Fund Ltd. master | Other Private Fund | Cayman Islands | $1.1B | 82 |
| Octagon 64, Ltd. | Securitized Asset Fund | Cayman Islands | $847M | 3 |
| Bandera Strategic Credit Partners Ii, Lp | Other Private Fund | Delaware | $810M | 2 |
| Octagon Investment Partners Xxi, Ltd. | Securitized Asset Fund | Cayman Islands | $735M | 4 |
| Octagon Investment Partners 28, Ltd. | Securitized Asset Fund | Cayman Islands | $688M | 2 |
| Octagon Investment Partners 18 R, Ltd. | Securitized Asset Fund | Cayman Islands | $680M | 6 |
| Octagon Investment Partners Xxii, Ltd. | Securitized Asset Fund | Cayman Islands | $645M | 5 |
| Octagon Investment Partners 45, Ltd. | Securitized Asset Fund | Cayman Islands | $643M | 6 |
| Octagon Investment Partners 38, Ltd. | Securitized Asset Fund | Cayman Islands | $634M | 3 |
| Octagon 58, Ltd. | Securitized Asset Fund | Jersey | $602M | 7 |
| Octagon Investment Partners 39, Ltd. | Securitized Asset Fund | Cayman Islands | $592M | 8 |
| Octagon Investment Partners 40, Ltd. | Securitized Asset Fund | Cayman Islands | $590M | 3 |
| Octagon Investment Partners 37, Ltd. | Securitized Asset Fund | Cayman Islands | $585M | 7 |
| Octagon Investment Partners Xiv, Ltd. | Securitized Asset Fund | Cayman Islands | $583M | 4 |
| Octagon Investment Partners 30, Ltd. | Securitized Asset Fund | Cayman Islands | $564M | 5 |
People (15)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nechamkin, Michael, Bennett | Cio, Sr Portfolio Manager, And Board Member | Dec 2003 (23y) | Less than 5% | |
| Dudzik, John, Andrew | Managing Director Business & Product Development | Apr 2011 (15y) | Less than 5% | |
| Bradford, Linwood, Earle | Chairman / Board Member | Feb 2016 (11y) | Less than 5% | |
| Lee, Jung, Won | Board Member | Feb 2016 (11y) | Less than 5% | |
| Sega, Richard, Louis | Board Member | Feb 2016 (11y) | Less than 5% | |
| Dorment, Geoffrey, Cunniff | General Counsel | May 2017 (9y) | Less than 5% | |
| Gleason, Sean, Michael | Portfolio Manager | Apr 2020 (6y) | Less than 5% | |
| Hartzband, Meryl, Deborah | Board Member | Oct 2021 (5y) | Less than 5% | |
| Adar, Amy, Semiha | Chief Financial Officer | Jan 2023 (4y) | Less than 5% | |
| Boger, Maegan, Gallagher | Head Of Trading And Capital Markets, Head Of Strategic Initiatives | Jan 2024 (3y) | Less than 5% | |
| Gordon, Andrew, David | Executive Chair, Board Member | Jan 2024 (3y) | Less than 5% | |
| Julian, Margaret, Anne | Chief Risk Officer, Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Law, Lauren, Kristen | Senior Portfolio Manager | Jan 2024 (3y) | Less than 5% | |
| Mcdermott, Douglas, John | Chief Operating Officer, Head Of Investor Solutions | Jan 2024 (3y) | Less than 5% | |
| Mohr, Gretchen, Mae | Chief Executive Officer, Board Member | Jan 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Conning & Company | Member | Feb 2016 | A | 75% or more |
| Conning Holdings Corp | Shareholder | Feb 2016 | B | ≈ 56.25% – 100% via Conning & Company |
| Conning U.S. Holdings, Inc. | Shareholder | Feb 2016 | B | ≈ 42.19% – 100% via Conning Holdings Corp |
| Conning Holdings Limited | Shareholder | Feb 2016 | B | ≈ 31.64% – 100% via Conning U.S. Holdings, Inc. |
| Generali Investments Holding S.P.A. | Shareholder | Apr 2024 | B | ≈ 23.73% – 100% via Conning Holdings Limited |
| Assicurazioni Generali S.P.A. | Shareholder | Apr 2024 | B | ≈ 17.8% – 100% via Generali Investments Holding S.P.A. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Conning Holdings Corp: 75% – 100% of Conning & Company × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Conning U.S. Holdings, Inc.: 75% – 100% of Conning Holdings Corp × 75% – 100% of Conning & Company × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Conning Holdings Limited: 75% – 100% of Conning U.S. Holdings, Inc. × 75% – 100% of Conning Holdings Corp × 75% – 100% of Conning & Company × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Generali Investments Holding S.P.A.: 75% – 100% of Conning Holdings Limited × 75% – 100% of Conning U.S. Holdings, Inc. × 75% – 100% of Conning Holdings Corp × 75% – 100% of Conning & Company × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Assicurazioni Generali S.P.A.: 75% – 100% of Generali Investments Holding S.P.A. × 75% – 100% of Conning Holdings Limited × 75% – 100% of Conning U.S. Holdings, Inc. × 75% – 100% of Conning Holdings Corp × 75% – 100% of Conning & Company × 75% – 100% direct ≈ 17.8% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (63, $29.6B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Octagon Senior Secured Credit Master Fund Ltd. | Other Private Fund | $1.1B | $1.0M | 82 |
| Octagon 64, Ltd. | Securitized Asset Fund | $847M | $250K | 3 |
| Bandera Strategic Credit Partners Ii, Lp | Other Private Fund | $810M | $100K | 2 |
| Octagon Investment Partners Xxi, Ltd. | Securitized Asset Fund | $735M | $250K | 4 |
| Octagon Investment Partners 28, Ltd. | Securitized Asset Fund | $688M | $250K | 2 |
| Octagon Investment Partners 18 R, Ltd. | Securitized Asset Fund | $680M | $250K | 6 |
| Octagon Investment Partners Xxii, Ltd. | Securitized Asset Fund | $645M | $250K | 5 |
| Octagon Investment Partners 45, Ltd. | Securitized Asset Fund | $643M | $100K | 6 |
| Octagon Investment Partners 38, Ltd. | Securitized Asset Fund | $634M | $100K | 3 |
| Octagon 58, Ltd. | Securitized Asset Fund | $602M | $150K | 7 |
| Octagon Investment Partners 39, Ltd. | Securitized Asset Fund | $592M | $100K | 8 |
| Octagon Investment Partners 40, Ltd. | Securitized Asset Fund | $590M | $100K | 3 |
| Octagon Investment Partners 37, Ltd. | Securitized Asset Fund | $585M | $250K | 7 |
| Octagon Investment Partners Xiv, Ltd. | Securitized Asset Fund | $583M | $100K | 4 |
| Octagon Investment Partners 30, Ltd. | Securitized Asset Fund | $564M | $250K | 5 |
| Octagon 66, Ltd. | Securitized Asset Fund | $551M | $250K | 2 |
| Octagon 52, Ltd. | Securitized Asset Fund | $548M | $250K | 1 |
| Octagon Investment Partners 48, Ltd. | Securitized Asset Fund | $501M | $250K | 2 |
| Octagon 67, Ltd. | Securitized Asset Fund | $501M | $250K | 2 |
| Octagon 60, Ltd. | Securitized Asset Fund | $501M | $250K | 3 |
| Octagon 62, Ltd. | Securitized Asset Fund | $500M | $250K | 2 |
| Octagon 51, Ltd. | Securitized Asset Fund | $500M | $250K | 6 |
| Octagon 59, Ltd. | Securitized Asset Fund | $499M | $250K | 2 |
| Octagon 68, Ltd. | Securitized Asset Fund | $499M | $250K | 2 |
| Octagon Investment Partners 43, Ltd. | Securitized Asset Fund | $498M | $250K | 4 |
Top 25 of 63 funds by gross assets · all funds
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 13.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Wells Fargo $921M (3% of AUM) Jan 2023
- BNY Mellon $847M (2% of AUM) Mar 2026
- J.P. Morgan $682M (2% of AUM) Jan 2024
- UBS $610M (2% of AUM) Nov 2025
- U.S. Bank $533M (2% of AUM) Jan 2023
- Credit Suisse Ag $509M (1% of AUM) Jan 2025
- State Street $285M (1% of AUM) Mar 2026
- Northern Trust $244M (1% of AUM) Mar 2026
- Brown Brothers Harriman & Co. $85.7M (0% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗