Mma Asset Management Llc
- Regulatory AUM
- $788M
- Discretionary
- $402M
- Clients
- 301
- Avg AUM / client
- $2.6M
- Accounts
- 561
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 134 | $39.3M | 4.99% |
| High net worth individuals | 148 | $291M | 36.9% |
| Pension and profit sharing plans | 8 | $417M | 52.9% |
| Charitable organizations | 5 | $9.4M | 1.19% |
| Corporations and other businesses | 6 | $31.9M | 4.05% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| D.F. King & Co., Inc. Pension Plan D.F. King & Co., Inc. | 2024 | |
| Uft & Uft Welfare Fund Employees Pension Plan Pension Committee Uft & Uft Wf Employees Pension Plan | 2024 |
People (20)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul George Liebezeit | President | CFP | Oct 2010 (16y) | Less than 5% |
| Blackmore, Kimberly Lynn | Financial And Operations Principal | May 2019 (7y) | Less than 5% | |
| Turton, Kevin Duane | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| James Gerard Hageney | Registered representative | Jan 2020 (7y) | ||
| Michael Joseph Hagelgans | Registered representative | Jan 2020 (7y) | ||
| Bradley Pennington Pike | Registered representative | CFA | Jan 2020 (7y) | |
| Eugene Richard Weber | Registered representative | Jan 2020 (7y) | ||
| Samuel G Haines | Registered representative | Jan 2020 (7y) | ||
| Joseph Eugene Bartnicki | Registered representative | Jun 2020 (6y) | ||
| Patrick Stewart Reisinger | Registered representative | Jun 2020 (6y) | ||
| John Charteris Thompson | Registered representative | Jul 2022 (4y) | ||
| Andrew Patrick Bray | Registered representative | Apr 2023 (3y) | ||
| George Gibbons Hoyle | Registered representative | Apr 2023 (3y) | ||
| Kathleen Alaina Kelly | Registered representative | Apr 2023 (3y) | ||
| Kyle Richard Purcell | Registered representative | CFP | Jun 2023 (3y) | |
| Sean Bradley | Registered representative | Dec 2023 (3y) | ||
| Kevin James Broderick | Registered representative | Mar 2024 (2y) | ||
| Nathaniel Hastings Eichert | Registered representative | CFA | Mar 2025 (1y) | |
| Derrick Thomas Holmlund | Registered representative | CFP | Oct 2025 (1y) | |
| Melaina Kaite Melcher | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Marsh & Mclennan Agency Llc | Managing Member | Apr 2019 | A | 75% or more |
| Marsh Usa Llc | Owner | Nov 2009 | B | ≈ 56.25% – 100% via Marsh & Mclennan Agency Llc |
| Marsh Llc | Owner | Nov 2009 | B | ≈ 42.19% – 100% via Marsh Usa Llc |
| Marsh & Mclennan Companies, Inc. | Parent Company | Nov 2009 | B | ≈ 31.64% – 100% via Marsh Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Marsh Usa Llc: 75% – 100% of Marsh & Mclennan Agency Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Marsh Llc: 75% – 100% of Marsh Usa Llc × 75% – 100% of Marsh & Mclennan Agency Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Marsh & Mclennan Companies, Inc.: 75% – 100% of Marsh Llc × 75% – 100% of Marsh Usa Llc × 75% – 100% of Marsh & Mclennan Agency Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| D.F. King & Co., Inc. Pension Plan | D.F. King & Co., Inc. | 12 | $14.2M | 01/01/2024 |
| Uft & Uft Welfare Fund Employees Pension Plan | Pension Committee Uft & Uft Wf Employees Pension Plan | 553 | $334M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 1.8 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: RESPONDENT SELF-REPORTED THAT BETWEEN 2010 AND 2014, RESPONDENT GIFTED TICKETS IN EXCESS OF $250.00 TO SPORTING EVENTS, CONCERTS, AND/OR GOLF TOURNAMENTS TO PERSONS, WHO WERE EMPLOYED BY IN-FORCE POLICY HOLDERS WHO PURCHASED INSURANCE THROUGH MMA AND/OR RESPONDENT WHICH WERE NOT SPECIFIED IN THE CONTRACT TO PURCHASE INSURANCE IN VIOLATION OF NEW JERSEY STATUTES. Status: Final Sanction Detail: ORDERED AND AGREED THAT RESPONDENT MMA SHALL PAY A FINE IN THE AMOUNT OF $50,000 TO THE DEPARTMENT. Summary: ORDERED AND AGREED THAT RESPONDENT MMA SHALL PAY A FINE IN THE AMOUNT OF $50,000 TO THE DEPARTMENT.
Allegations: ON OR ABOUT JANUARY 2010 THROUGH THE FIRST TWO QUARTERS OF 2013, RESPONDENT MISREPRESENTED THE EMPLOYEE CENSUS DATA OF INSURED AS TO THE ACTUAL NUMBER OF WORKERS EMPLOYED OUTSIDE OF NEW JERSEY. Status: Final Sanction Detail: ORDERED AND AGREED, THAT THE RESPONDENT PAYS A FINE IN THE AMOUNT OF $15,000.00 TO THE DEPARTMENT. Summary: ORDERED AND AGREED, THAT THE RESPONDENT PAYS A FINE IN THE AMOUNT OF $15,000.00 TO THE DEPARTMENT.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • BASED ON ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Amalgamated Bank $371M (47% of AUM) Jun 2026
- Charles Schwab & Co. $275M (35% of AUM) Jun 2026
- BNY Mellon $132M (33% of AUM) Jul 2021
- Sei Investments Company $96.2M (24% of AUM) Jul 2021
- LPL Financial $93.3M (12% of AUM) Jun 2026
- Transamerica Trust Company $73.0M (32% of AUM) Dec 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗