Cgc Financial Services, Llc
- Regulatory AUM
- $876M
- Discretionary
- $856M
- Clients
- 1,151
- Avg AUM / client
- $761K
- Accounts
- 3,103
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 932 | $388M | 44.3% |
| High net worth individuals | 208 | $461M | 52.7% |
| Pension and profit sharing plans | 1 | $638 | 0.0% |
| Charitable organizations | 7 | $25.6M | 2.92% |
| Corporations and other businesses | 3 | $899K | 0.1% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Glen Allen Clemans | Senior Partner | Aug 2006 (20y) | 50% – 75% | |
| Davena Marie Yee | Financial Advisor | Oct 2016 (10y) | 10% – 25% | |
| Keener, Shannon, Nicole | Trader | Oct 2018 (8y) | 5% – 10% | |
| Mellinger, Kelly, Frances | Team Lead | Oct 2018 (8y) | 10% – 25% | |
| Reinert, Denise, Louise | Chief Operating Officer/Chief Compliance Officer | Nov 2021 (5y) | 5% – 10% | |
| Noah Steinbrenner | Registered representative | Nov 2021 (5y) | ||
| Shane Neal Hunt | Registered representative | CFP | Jun 2023 (3y) | |
| Aidan Jude Randall | Registered representative | May 2025 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $876M (100% of AUM) Mar 2026
- Voya Financial $31.0M (5% of AUM) Nov 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗