N
N
Private Fund Manager · Small ($100M–$1B)
CRD 155498
·
☆ Save with Pro
ADV data as of Mar 11, 2025
- Regulatory AUM
- $578M
- Discretionary
- $578M
- Clients
- 5
- Avg AUM / client
- $116M
- Accounts
- 5
- Employees
- 5
AUM over time
$213M
$909M
Mar 22, 2012
Mar 11, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $415M | 71.9% |
| Charitable organizations | 2 | $149M | 25.8% |
| Corporations and other businesses | 1 | $13.7M | 2.37% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $149M (26% of AUM) Mar 2025
- Northern Trust $38.1M (7% of AUM) Mar 2023
- Morgan Stanley $20.2M (3% of AUM) Mar 2025
- Goldman Sachs $13.7M (2% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2025.