Allos Investment Advisors, Llc
- Regulatory AUM
- $73.6M
- Discretionary
- $73.6M
- Clients
- 382
- Avg AUM / client
- $193K
- Accounts
- 788
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 375 | $61.4M | 83.4% |
| High net worth individuals | 7 | $12.0M | 16.3% |
| Charitable organizations | Fewer than 5 clients | $225K | 0.31% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jessica Ann Kmetty | Principal | Oct 2010 (16y) | GP / trustee / elected manager of Searcy Financial Services, Inc. (indirect) | |
| Marcus Clinton Shaffer | Principal | CFP | Nov 2010 (16y) | ≈ 37.5% – 75% via Searcy Financial Services, Inc. |
| John Christopher Fales | Principal | CFP | Feb 2013 (13y) | GP / trustee / elected manager of Searcy Financial Services, Inc. (indirect) |
| Ryan Wayne Brooke | Principal | CFP Chartered Financial Consultant | Jun 2016 (10y) | GP / trustee / elected manager of Searcy Financial Services, Inc. (indirect) |
| Stelting, Tamara, Sue | Chief Compliance Officer | Aug 2024 (2y) | Less than 5% | |
| Brenda Marie Carrico | Registered representative | Jun 2013 (13y) | ||
| Tanner J Manning | Registered representative | Sep 2024 (2y) | ||
| Daniel I Rubio | Registered representative | May 2026 (0y) | ||
| Matthew Ray | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Searcy Financial Services, Inc. | Member And Parent Company | Oct 2010 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Marcus Clinton Shaffer: 50% – 75% of Searcy Financial Services, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 999 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $73.6M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.
View current Form ADV (SEC/IAPD) ↗