Brown Mcleod, Inc
- Regulatory AUM
- $468M
- Discretionary
- $464M
- Clients
- 288
- Avg AUM / client
- $1.6M
- Accounts
- 859
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Investments (13F portfolio — 49 positions, $201,644,295)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $82,664,714 | 1,080,020 | 41.0% | 17.7% |
| 2 | Vanguard Index Fds | SMALL CP ETF | $37,022,830 | 141,352 | 18.4% | 7.91% |
| 3 | Dimensional Etf Trust | EMERGING MRKTETS | $27,717,338 | 427,341 | 13.7% | 5.92% |
| 4 | Ishares Tr | RUS 1000 ETF | $9,754,947 | 27,359 | 4.84% | 2.08% |
| 5 | Spdr Index Shs Fds | STATE STREET SPD | $9,482,510 | 207,722 | 4.7% | 2.03% |
| 6 | Vanguard Scottsdale Fds | VNG RUS1000IDX | $6,253,593 | 21,190 | 3.1% | 1.34% |
| 7 | American Centy Etf Tr | INTL EQT ETF | $2,172,159 | 25,603 | 1.08% | 0.46% |
| 8 | Berkshire Hathaway Inc Del | CL B NEW | $2,051,456 | 4,281 | 1.02% | 0.44% |
| 9 | Ishares Tr | RUS 1000 GRW ETF | $1,862,259 | 4,367 | 0.92% | 0.4% |
| 10 | Ishares Tr | CORE S&P500 ETF | $1,485,400 | 2,274 | 0.74% | 0.32% |
| 11 | Spdr Index Shs Fds | STATE STREET SPD | $1,348,991 | 28,757 | 0.67% | 0.29% |
| 12 | Apple Inc | COM | $1,258,040 | 4,957 | 0.62% | 0.27% |
| 13 | Microsoft Corp | COM | $1,210,985 | 3,271 | 0.6% | 0.26% |
| 14 | Spdr Series Trust | STATE STREET SPD | $999,076 | 42,842 | 0.5% | 0.21% |
| 15 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $967,096 | 15,092 | 0.48% | 0.21% |
| 16 | Vanguard Whitehall Fds | HIGH DIV YLD | $932,373 | 6,296 | 0.46% | 0.2% |
| 17 | Ishares Tr | RUS 1000 VAL ETF | $843,679 | 3,949 | 0.42% | 0.18% |
| 18 | Abbvie Inc | COM | $809,589 | 3,722 | 0.4% | 0.17% |
| 19 | Vanguard Index Fds | TOTAL STK MKT | $674,343 | 2,102 | 0.33% | 0.14% |
| 20 | Ishares Tr | MSCI USA MIN VOL | $598,394 | 6,452 | 0.3% | 0.13% |
| 21 | Walmart Inc | COM | $587,832 | 4,730 | 0.29% | 0.13% |
| 22 | Sensient Technologies Corp | COM | $568,689 | 6,579 | 0.28% | 0.12% |
| 23 | Schwab Strategic Tr | FUNDAMENTAL US L | $561,108 | 20,147 | 0.28% | 0.12% |
| 24 | Spdr Series Trust | STATE STREET SPD | $547,514 | 11,331 | 0.27% | 0.12% |
| 25 | Nvidia Corporation | COM | $540,987 | 3,102 | 0.27% | 0.12% |
Top 25 of 49 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 121 | $59.3M | 12.7% |
| High net worth individuals | 154 | $389M | 83.1% |
| Pension and profit sharing plans | 7 | $13.1M | 2.8% |
| Corporations and other businesses | 6 | $6.7M | 1.44% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Scott Mcleod | Ceo & President | CFP Chartered Financial Consultant | Nov 2010 (16y) | 75% or more |
| Joshua Wyatt Lancaster | Vice President & Chief Compliance Officer & Chief Investment Officer | CFA | Sep 2018 (8y) | 10% – 25% |
| Mu Tin Wultsch | Registered representative | CFP | Feb 2022 (5y) | |
| Harvey Atwood Hutchinson | Registered representative | CFP | Oct 2022 (4y) | |
| Amy Tyler Smith | Registered representative | CFP | Nov 2023 (3y) | |
| Evan Michael Hipp | Registered representative | CFP | Dec 2024 (2y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $457M (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗