AUMdb

Lincoln Douglas Investments, Llc

State-registered Insurance-Affiliated · Small ($100M–$1B) CRD 155578 · SEC file 801-135884 · Mount Vernon, OH · www.linkedin.com
☆ Save with Pro ADV data as of Mar 24, 2026
Regulatory AUM
$131M
Discretionary
$124M
Clients
246
Avg AUM / client
$531K
Accounts
246
Employees
27

AUM over time

$0 $131M
Nov 9, 2011 Mar 24, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 246 $131M 100.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Wholistic Management Inc 401(k) Profit Sharing Plan & Trust Wholistic Management Inc 2024

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Brandon Lee Bullock Cfo, Finop Oct 2010 (16y) 10% – 25%
Kenneth Earl Dennis Ceo Oct 2010 (16y) 25% – 50%
Brian Eugene Mohney Chief Compliance Officer / Amlco May 2011 (15y) 10% – 25%
Stephen Christopher Dennis Registered representative Jan 2012 (15y)
Nick Burson Registered representative CFP Apr 2012 (14y)
Terry Lee Hill Registered representative Feb 2014 (12y)
Zachary Stephen Dennis Registered representative Mar 2020 (6y)
Nathaniel Emerson Fowler Registered representative Nov 2022 (4y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Mansfield, Douglas Marr General Counsel, Corporate Secretary Oct 2010 A 25% – 50%

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Wholistic Management Inc 401(k) Profit Sharing Plan & Trust Wholistic Management Inc 242 $5.8M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/24/2026 1.28 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.

View current Form ADV (SEC/IAPD) ↗