P/E Global Llc
- Regulatory AUM
- $1.7B
- Discretionary
- $1.7B
- Clients
- 82
- Avg AUM / client
- $20.8M
- Accounts
- 5
- Employees
- 62
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $0 | — |
| High net worth individuals | Fewer than 5 clients | $0 | — |
| Banking or thrift institutions | Fewer than 5 clients | $0 | — |
| Investment companies | 5 | $0 | — |
| Pooled investment vehicles (non-investment companies) | 36 | $210M | 12.3% |
| Pension and profit sharing plans | 14 | $700M | 41.0% |
| Charitable organizations | Fewer than 5 clients | $300M | 17.6% |
| State or municipal government entities | 6 | $0 | — |
| Other investment advisers | Fewer than 5 clients | $0 | — |
| Insurance companies | Fewer than 5 clients | $0 | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $499M | 29.2% |
| Corporations and other businesses | 21 | $0 | — |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $702M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Enhanced Us Agg Llc | Hedge Fund | Delaware | $702M | 1 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ibm Personal Pension Plan International Business Machines Corporation | 2024 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Naphtal, Mary, Stephens | Chief Operating Officer | Aug 2000 (26y) | ≈ 10.55% – 56.25% via P/E Investments Inc. | |
| Naphtal, Warren, Joseph | President | Aug 2000 (26y) | ≈ 10.55% – 56.25% via P/E Investments Inc. | |
| Mellem, Heather, Kirsten | Chief Compliance Officer | May 2013 (13y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| P/E Investments Llc | Member | Aug 2000 | A | 50% – 75% |
| P/E Strategic Llc | Member | Dec 2004 | A | 50% – 75% |
| P/E Capital Llc | Member | Aug 2000 | B | ≈ 37.5% – 75% via P/E Investments Llc |
| P/E Asset Management Llc | Member | Aug 2000 | B | ≈ 28.13% – 75% via P/E Capital Llc |
| P/E Investments Inc. | Member | Jan 2013 | B | ≈ 21.09% – 75% via P/E Asset Management Llc |
Estimated effective ownership (look-through of filed bands):
- Naphtal, Mary, Stephens: 50% – 75% of P/E Investments Inc. × 75% – 100% of P/E Asset Management Llc × 75% – 100% of P/E Capital Llc × 75% – 100% of P/E Investments Llc × 50% – 75% direct ≈ 10.55% – 56.25% of the firm
- Naphtal, Warren, Joseph: 50% – 75% of P/E Investments Inc. × 75% – 100% of P/E Asset Management Llc × 75% – 100% of P/E Capital Llc × 75% – 100% of P/E Investments Llc × 50% – 75% direct ≈ 10.55% – 56.25% of the firm
- P/E Capital Llc: 75% – 100% of P/E Investments Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- P/E Asset Management Llc: 75% – 100% of P/E Capital Llc × 75% – 100% of P/E Investments Llc × 50% – 75% direct ≈ 28.13% – 75% of the firm
- P/E Investments Inc.: 75% – 100% of P/E Asset Management Llc × 75% – 100% of P/E Capital Llc × 75% – 100% of P/E Investments Llc × 50% – 75% direct ≈ 21.09% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $702M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Enhanced Us Agg Llc | Hedge Fund | $702M | $100M | 1 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ibm Personal Pension Plan | International Business Machines Corporation | 43,052 | $17.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- State Street $993M (58% of AUM) Mar 2026
- Bnp Paribas $408M (24% of AUM) Mar 2026
- Goldman Sachs $101M (6% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗