Modera Wealth Management, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 155649
· SEC file 801-71973
· Westwood, NJ
· www.moderawealth.com
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ADV data as of Jul 09, 2026
- Regulatory AUM
- $17.7B
- Discretionary
- $16.9B
- Clients
- 6,308
- Avg AUM / client
- $2.8M
- Accounts
- 21,420
- Employees
- 238
AUM over time
$982M
$17.7B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Asset allocation (SMA assets by investment type)
as of Jul 09, 2026
Registered investment companies (funds/ETFs)
$14.3B
81%
Exchange-traded equities
$2.7B
15%
Cash & equivalents
$530M
3%
US government & agency bonds
$177M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,475 | $1.1B | 5.94% |
| High net worth individuals | 3,443 | $15.1B | 85.6% |
| Pension and profit sharing plans | 111 | $397M | 2.25% |
| Charitable organizations | 195 | $628M | 3.55% |
| Corporations and other businesses | 84 | $468M | 2.65% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Alvin H. Butz, Inc. 401(k) Profit Sharing Plan Alvin H. Butz, Inc. | Allentown, PA | 2024 |
| Boice Willis Clinic, P.A. 401(k) And Profit Sharing Plan Boice Willis Clinic, P.A. | 2024 | |
| Hok Group, Inc. 401(k) Profit Sharing Plan Hok Group, Inc. | 2024 | |
| Teamhealth 401(k) Plan Ameriteam Services, Llc | 2024 | |
| United Anesthesia Services, P.C. 401(k) Plan United Anesthesia Services, P.C. | 2024 | |
| Black & Veatch Retirement Program Bvh, Inc. | 2024 | |
| Milv 401(k) Profit Sharing Plan Medical Imaging Of Lehigh Valley, P.C. | 2024 |
People (136)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Anthony Orecchio | Elected Manager And Chief Executive Officer | CFP Chartered Financial Consultant CFA | Mar 2000 (26y) | ≈ 6.25% – 25% via Modera Capital, Inc. |
| George Thomas Padula | Elected Manager | CFP CFA | Jan 2011 (16y) | Less than 5% |
| Mark Anthony Willoughby | Appointed Manager | CFP CFA | Jan 2011 (16y) | Less than 5% |
| Kelly Ann Henning | Elected Manager | CFP | Sep 2013 (13y) | Less than 5% |
| John Joseph Ceparano | Elected Manager | CFP Personal Financial Specialist | Jul 2014 (12y) | Less than 5% |
| Days, Theresa, Apruzzese | Chief Compliance Officer And Principal | Jan 2019 (8y) | Less than 5% | |
| Cortez, Steven, Edward | Member | Sep 2021 (5y) | ≈ 1.05% – 12.5% via Tria Capital Partners Holdings, Llc | |
| Kanner, Yvonne, Nadinne | Member | Sep 2021 (5y) | ≈ 1.05% – 12.5% via Tria Capital Partners Holdings, Llc | |
| Robins, Benjamin, John | Member | Sep 2021 (5y) | ≈ 1.05% – 12.5% via Tria Capital Partners Holdings, Llc | |
| Harli Lynn Palme | Appointed Manager, Chief Operating Officer | CFP CFA | Apr 2023 (3y) | Less than 5% |
| Richard Dale Manske | Appointed Manager | CFP | Apr 2023 (3y) | Less than 5% |
| Wang, Ethan, Jay | Appointed Manager | May 2023 (3y) | Less than 5% | |
| Mccuine, Joseph, Edward | Chief Financial Officer | Sep 2023 (3y) | Less than 5% | |
| Fad, Regan, Darby | Chief Legal Officer | Oct 2023 (3y) | Less than 5% | |
| Adam Joseph Leone | Registered representative | CFP Chartered Financial Consultant | Jan 2011 (16y) | |
| Robert James Dowling | Registered representative | CFP | Jan 2011 (16y) | |
| William Emerson Houck | Registered representative | CFP Chartered Financial Consultant | Jan 2011 (16y) | |
| Christopher Cory White | Registered representative | CFP | Jul 2014 (12y) | |
| Peter John Somich | Registered representative | CFP CFA | Dec 2014 (12y) | |
| Brian K Schiess | Registered representative | CFP | Mar 2016 (10y) | |
| Michael David Gibney | Registered representative | CFP | Aug 2016 (10y) | |
| Barry Howard Kaplan | Registered representative | CFP | Jan 2017 (10y) | |
| Ryan Lee Pope | Registered representative | CFP | Dec 2017 (9y) | |
| Brett Vaughn Caldwell | Registered representative | CFP | Dec 2017 (9y) | |
| Tana L Flores | Registered representative | Apr 2018 (8y) | ||
| Peter James Mckenna | Registered representative | CFP | Apr 2018 (8y) | |
| Jonie Marie Parks | Registered representative | CFP | Jul 2018 (8y) | |
| Jacob Evan Burleson | Registered representative | CFP | Feb 2019 (7y) | |
| Stephanie Helen Spies | Registered representative | CFP | Apr 2019 (7y) | |
| Victoria Mary Tejeda | Registered representative | CFP | Apr 2019 (7y) | |
| Dina Megretskaia | Registered representative | CFP | Jul 2019 (7y) | |
| Thomas Edward Kennedy | Registered representative | CFA | Nov 2019 (7y) | |
| Erica Jane Yount | Registered representative | CFP CFA | Jan 2020 (7y) | |
| Melissa J Boyer | Registered representative | CFP | Jan 2020 (7y) | |
| Aaron Mark Mellman | Registered representative | CFP | Apr 2020 (6y) | |
| Andrea Fitzgerald | Registered representative | Jan 2021 (6y) | ||
| Charles Philip Boinske | Registered representative | CFA | Jan 2021 (6y) | |
| Christina Mc Cullough | Registered representative | Jan 2021 (6y) | ||
| Elizabeth Lawrence Gavin | Registered representative | Jan 2021 (6y) | ||
| Patrick Dennis Runyen | Registered representative | CFP Personal Financial Specialist | Jan 2021 (6y) | |
| Stephen John Haney | Registered representative | CFA | Jan 2021 (6y) | |
| Suzanne Reichl Malik | Registered representative | Jan 2021 (6y) | ||
| Leslie Ann Young | Registered representative | Chartered Financial Consultant | Jan 2021 (6y) | |
| Shane David Pouliot | Registered representative | CFP CFA | Aug 2021 (5y) | |
| Jeanne Foraste Bernardin | Registered representative | CFP | Sep 2021 (5y) | |
| Elizabeth Saunders Brozena | Registered representative | CFP | Jan 2022 (5y) | |
| Thomas Wood Ausfahl | Registered representative | CFP | Jan 2022 (5y) | |
| Bowman Rye Thayer | Registered representative | CFP | May 2022 (4y) | |
| Mark David Gernerd | Registered representative | CFP | May 2022 (4y) | |
| Molly Hattrich Rimes | Registered representative | CFP | May 2022 (4y) | |
| Gregory Paul Wheeler | Registered representative | CFP | Jun 2022 (4y) | |
| Andrew John Walker | Registered representative | CFP | Jul 2022 (4y) | |
| Lizeth Damaso Kishel | Registered representative | CFP | Sep 2022 (4y) | |
| William Brian Mcgowan | Registered representative | Nov 2022 (4y) | ||
| Jordan Rubin | Registered representative | CFP CFA | Nov 2022 (4y) | |
| Solon George Vlasto | Registered representative | CFP | Nov 2022 (4y) | |
| Timothy Stephen Koehl | Registered representative | CFP | Nov 2022 (4y) | |
| Daniel Patrick Crimmins | Registered representative | Mar 2023 (3y) | ||
| Caitlin Marie Heery | Registered representative | CFP | Apr 2023 (3y) | |
| Aaron David Combs | Registered representative | CFP | Apr 2023 (3y) | |
| Anna Elizabeth Bruder | Registered representative | CFP | Apr 2023 (3y) | |
| Ashley M Gragtmans | Registered representative | CFP | Apr 2023 (3y) | |
| Chad Evans Foster | Registered representative | CFP | Apr 2023 (3y) | |
| Christina Erin Schappert | Registered representative | Apr 2023 (3y) | ||
| Douglas William Bazley | Registered representative | CFP | Apr 2023 (3y) | |
| Elizabeth Hurt Cunagin | Registered representative | CFP | Apr 2023 (3y) | |
| Gregory David James | Registered representative | CFP | Apr 2023 (3y) | |
| Jeffrey Scott Kittrell | Registered representative | CFP | Apr 2023 (3y) | |
| Judson Steward Meinhart | Registered representative | CFP | Apr 2023 (3y) | |
| Mark Alexander Lewis | Registered representative | Apr 2023 (3y) | ||
| Michael John Ziemer | Registered representative | CFP | Apr 2023 (3y) | |
| Neal Arthur Nolan | Registered representative | CFP | Apr 2023 (3y) | |
| Roger Allen James | Registered representative | Apr 2023 (3y) | ||
| Sarah Duffell Dergarabedian | Registered representative | CFA | Apr 2023 (3y) | |
| Travis Lee Boyer | Registered representative | CFP CFA | Apr 2023 (3y) | |
| Nicole Cannone Wegman | Registered representative | CFP | Jun 2023 (3y) | |
| Edwin Rockefeller Baldrige | Registered representative | CFP | Jul 2023 (3y) | |
| Michael Anthony Insogna | Registered representative | CFP | Jul 2023 (3y) | |
| Charles Paul Boinske | Registered representative | Nov 2023 (3y) | ||
| Chia Yang | Registered representative | CFP | Dec 2023 (3y) | |
| Jun Bo Shim | Registered representative | CFP | Feb 2024 (2y) | |
| Marley Danielle Smith | Registered representative | Apr 2024 (2y) | ||
| Marion Marre | Registered representative | Apr 2024 (2y) | ||
| Brian Scott Hjalmarson | Registered representative | CFP | May 2024 (2y) | |
| Tammy Lynn Le June | Registered representative | Jul 2024 (2y) | ||
| Eric Michael Sneider | Registered representative | CFP CFA | Jul 2024 (2y) | |
| John Daniel Ebinger | Registered representative | CFP CFA | Nov 2024 (2y) | |
| William James Hufnell | Registered representative | CFP | Nov 2024 (2y) | |
| William Joseph Hufnell | Registered representative | CFP | Nov 2024 (2y) | |
| Omar Patrick Parker | Registered representative | Mar 2025 (1y) | ||
| Jeffrey Christopher Brewer | Registered representative | CFP | Apr 2025 (1y) | |
| Richard Andrew Widick | Registered representative | CFP | May 2025 (1y) | |
| Elizabeth Hastings Daniels | Registered representative | CFP | May 2025 (1y) | |
| Michael Joseph Starkel | Registered representative | CFA | May 2025 (1y) | |
| Joseph Nole | Registered representative | CFP | Jun 2025 (1y) | |
| Daniel J Humphrey | Registered representative | Sep 2025 (1y) | ||
| Michaela Hope St Clair | Registered representative | CFP | Sep 2025 (1y) | |
| Henry Hagedorn | Registered representative | Oct 2025 (1y) | ||
| Erin Lynn Villamizar | Registered representative | Oct 2025 (1y) | ||
| Neil Von Mahoney | Registered representative | CFP | Dec 2025 (1y) | |
| Athanasios Kolefas | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Jonah Andrew Duyvelaar | Registered representative | Jan 2026 (1y) | ||
| Malinda Dornan | Registered representative | Jan 2026 (1y) | ||
| James Merle Brunner | Registered representative | Jan 2026 (1y) | ||
| Isabel Maria Pereira | Registered representative | Jan 2026 (1y) | ||
| Robert Spencer Hockett | Registered representative | CFP | Jan 2026 (1y) | |
| Kevin Javier Stewart | Registered representative | CFP | Mar 2026 (0y) | |
| B Joseph Dylan Walton Yedlin | Registered representative | CFA | Mar 2026 (0y) | |
| Benjamin Matthew Blake | Registered representative | CFP | Mar 2026 (0y) | |
| Jacob Prater | Registered representative | Mar 2026 (0y) | ||
| Kelly Porter Guadagnino | Registered representative | CFP | Mar 2026 (0y) | |
| William Alexander Moir | Registered representative | CFP | Mar 2026 (0y) | |
| Tyler Alfonso Suing | Registered representative | Apr 2026 (0y) | ||
| William Edward Stadler | Registered representative | CFP | Apr 2026 (0y) | |
| Carter Otey | Registered representative | Apr 2026 (0y) | ||
| Kristopher Donald Thompson | Registered representative | CFP | Apr 2026 (0y) | |
| George Michael Baughman | Registered representative | CFP | Apr 2026 (0y) | |
| Gabriela P Villar | Registered representative | CFP | May 2026 (0y) | |
| Jonathan De Wayne Coggins | Registered representative | May 2026 (0y) | ||
| Nicholas Vincent Di Palo | Registered representative | May 2026 (0y) | ||
| Justin Charles Viviano | Registered representative | CFP | May 2026 (0y) | |
| Keith Randall Blumenstock | Registered representative | May 2026 (0y) | ||
| Alexander Lewis Bedford | Registered representative | Jun 2026 (0y) | ||
| Julian Rutskin | Registered representative | Jun 2026 (0y) | ||
| Boone Wade Butler | Registered representative | Jun 2026 (0y) | ||
| Allen Page Giese | Registered representative | Chartered Financial Consultant | Jun 2026 (0y) | |
| Mindy Lynn Cleaveland Neira | Registered representative | CFP | Jun 2026 (0y) | |
| Joshua Howard Marans | Registered representative | Jun 2026 (0y) | ||
| John Michael Loper | Registered representative | CFP Chartered Financial Consultant | Jul 2026 (0y) | |
| Blake Jackson Willis | Registered representative | CFP | Jul 2026 (0y) | |
| Evan Leyton Mc Cullers | Registered representative | CFP | Jul 2026 (0y) | |
| Jason Phillip Suway | Registered representative | CFP | Jul 2026 (0y) | |
| Gary Cristopher Gonzalez | Registered representative | Jul 2026 (0y) | ||
| Joseph Glenn Valerio | Registered representative | CFP | Jul 2026 (0y) | |
| Kristen Lydia Stonehouse | Registered representative | CFP | Jul 2026 (0y) | |
| Teigyoku Springer | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Modera Capital, Inc. | Member | Nov 2010 | A | 25% – 50% |
| Tria Asset Holdings A, Llc | Member | Dec 2020 | A | 10% – 25% |
| Tria Asset Holdings C, Llc | Member | Apr 2023 | A | 10% – 25% |
| Tcp Fund Ii, Llc | Member | Sep 2024 | A | 10% – 25% |
| Tria Asset Holdings F, Llc | Member | Sep 2024 | A | 5% – 10% |
| Tria Capital Partners Assetco, Llc | Member | Dec 2020 | B | ≈ 7.5% – 25% via Tria Asset Holdings A, Llc |
| Tria Capital Partners, Llc | Member | Sep 2021 | B | ≈ 5.63% – 25% via Tria Capital Partners Assetco, Llc |
| Tria Capital Partners Holdings, Llc | Member | Sep 2021 | B | ≈ 4.22% – 25% via Tria Capital Partners, Llc |
| Bharcap Partners Ii, Lp | Member | May 2024 | B | ≈ 7.5% – 25% via Tcp Fund Ii, Llc |
| Bharcap Partners, Llc | Manager | Dec 2023 | B | GP / trustee / elected manager of Bharcap Partners Ii, Lp (indirect) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Thomas Anthony Orecchio: 25% – 50% of Modera Capital, Inc. × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Cortez, Steven, Edward: 25% – 50% of Tria Capital Partners Holdings, Llc × 75% – 100% of Tria Capital Partners, Llc × 75% – 100% of Tria Capital Partners Assetco, Llc × 75% – 100% of Tria Asset Holdings A, Llc × 10% – 25% direct ≈ 1.05% – 12.5% of the firm
- Kanner, Yvonne, Nadinne: 25% – 50% of Tria Capital Partners Holdings, Llc × 75% – 100% of Tria Capital Partners, Llc × 75% – 100% of Tria Capital Partners Assetco, Llc × 75% – 100% of Tria Asset Holdings A, Llc × 10% – 25% direct ≈ 1.05% – 12.5% of the firm
- Robins, Benjamin, John: 25% – 50% of Tria Capital Partners Holdings, Llc × 75% – 100% of Tria Capital Partners, Llc × 75% – 100% of Tria Capital Partners Assetco, Llc × 75% – 100% of Tria Asset Holdings A, Llc × 10% – 25% direct ≈ 1.05% – 12.5% of the firm
- Tria Capital Partners Assetco, Llc: 75% – 100% of Tria Asset Holdings A, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Tria Capital Partners, Llc: 75% – 100% of Tria Capital Partners Assetco, Llc × 75% – 100% of Tria Asset Holdings A, Llc × 10% – 25% direct ≈ 5.63% – 25% of the firm
- Tria Capital Partners Holdings, Llc: 75% – 100% of Tria Capital Partners, Llc × 75% – 100% of Tria Capital Partners Assetco, Llc × 75% – 100% of Tria Asset Holdings A, Llc × 10% – 25% direct ≈ 4.22% – 25% of the firm
- Bharcap Partners Ii, Lp: 75% – 100% of Tcp Fund Ii, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Alvin H. Butz, Inc. 401(k) Profit Sharing Plan | Alvin H. Butz, Inc. | 56 | $54.2M | 10/01/2024 |
| Boice Willis Clinic, P.A. 401(k) And Profit Sharing Plan | Boice Willis Clinic, P.A. | 290 | $97.0M | 01/01/2024 |
| Hok Group, Inc. 401(k) Profit Sharing Plan | Hok Group, Inc. | 1,414 | $362M | 01/01/2024 |
| Teamhealth 401(k) Plan | Ameriteam Services, Llc | 18,577 | $1.8B | 01/01/2024 |
| United Anesthesia Services, P.C. 401(k) Plan | United Anesthesia Services, P.C. | 472 | $200M | 01/01/2024 |
| Black & Veatch Retirement Program | Bvh, Inc. | 7,022 | $3.0B | 01/01/2024 |
| Milv 401(k) Profit Sharing Plan | Medical Imaging Of Lehigh Valley, P.C. | 118 | $72.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.68 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $13.0B (74% of AUM) Jul 2026
- Fidelity Brokerage Services $3.8B (22% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗