AUMdb

Westchester Capital Management, Llc

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 155686 · SEC file 801-72002 · Valhalla, NY · X.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$2.9B
Discretionary
$2.9B
Clients
7
Avg AUM / client
$412M
Accounts
7
Employees
10

AUM over time

$2.8B $5.7B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 30, 2026

Investments (13F portfolio — 299 positions, $2,207,298,614)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Electronic Arts Inc COM $147,865,485 725,293 6.7% 5.13%
2 Norfolk Southn Corp COM $143,970,106 501,638 6.52% 4.99%
3 Warner Bros Discovery Inc COM SER A $143,701,392 5,233,117 6.51% 4.98%
4 Webster Finl Corp COM $127,257,204 1,833,149 5.77% 4.41%
5 Chart Inds Inc COM $102,559,992 496,058 4.65% 3.56%
6 State Str Spdr S&P 500 Etf T TR UNIT $97,551,000 150,000 4.42% 3.38%
7 Unifirst Corp Mass COM $65,027,462 258,466 2.95% 2.25%
8 Clearwater Analytics Hldgs I CL A $61,958,129 2,619,794 2.81% 2.15%
9 Coterra Energy Inc COM $55,814,303 1,588,341 2.53% 1.94%
10 Digitalbridge Group Inc CL A NEW $45,309,326 2,938,348 2.05% 1.57%
11 Sealed Air Corp New COM $39,766,980 945,707 1.8% 1.38%
12 Proassurance Corp COM $35,968,614 1,455,041 1.63% 1.25%
13 Hologic Inc COM $34,416,429 455,304 1.56% 1.19%
14 Penumbra Inc COM $25,162,994 76,630 1.14% 0.87%
15 Masimo Corp COM $24,622,188 138,428 1.12% 0.85%
16 Agriculture & Nat Sol Acq Co SHS CL A $23,064,983 2,044,768 1.04% 0.8%
17 Haymaker Acquisition Corp Iv CLASS A $22,221,261 1,939,028 1.01% 0.77%
18 Air Lease Corp CL A $21,717,300 334,421 0.98% 0.75%
19 Qorvo Inc COM $20,425,473 263,895 0.93% 0.71%
20 Drugs Made In Amer Acqutn Co ORD SHS $17,524,500 1,669,000 0.79% 0.61%
21 Onestream Inc CL A $16,259,952 677,498 0.74% 0.56%
22 Sizzle Acquisition Corp. Ii USD CL A ORD SHS $16,023,504 1,561,745 0.73% 0.56%
23 Aptiv Plc COM SHS $15,540,672 223,800 0.7% 0.54%
24 K&F Growth Acquisition Corp SHS CL A $15,412,238 1,476,268 0.7% 0.53%
25 Globa Terra Acquisition Cor CL A ORD SHS $14,497,898 1,414,429 0.66% 0.5%

Top 25 of 299 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Investment companies 7 $2.9B 100.0%

People (8)

NameRole / titleCredentialsWith firm sinceOwnership
Angerthal, Michael, Aaron Executive Vice President Oct 2021 (5y) Less than 5%
Aylward, George, Robert Chief Executive Officer Oct 2021 (5y) Less than 5%
Behren, Roy, Douglas Co President And Co Chief Investment Officer Oct 2021 (5y) Less than 5%
Colomb, Christopher, J Chief Operations Officer Oct 2021 (5y) Less than 5%
Shannon, Michael, Thomas Co President And Co Chief Investment Officer Oct 2021 (5y) Less than 5%
Smirl, Richard, William Executive Vice President Oct 2021 (5y) Less than 5%
Wu, Casaundra, Lee Assistant Managing Director And Chief Compliance Officer Oct 2021 (5y) Less than 5%
Purkalitis, Andra, Cynthia Executive Vice President And Chief Legal Officer Nov 2023 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Virtus Partners, Inc. Sole Member Oct 2021 A 75% or more
Virtus Investment Partners, Inc. Sole Shareholder Oct 2021 B ≈ 56.25% – 100% via Virtus Partners, Inc.

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Virtus Investment Partners, Inc.: 75% – 100% of Virtus Partners, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.92 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗