Focus Point Capital Llc
- Regulatory AUM
- $95.6M
- Discretionary
- $95.6M
- Clients
- 57
- Avg AUM / client
- $1.7M
- Accounts
- 81
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $1.0M | 1.07% |
| High net worth individuals | 57 | $62.0M | 64.8% |
| Other investment advisers | Fewer than 5 clients | $30.1M | 31.5% |
| Corporations and other businesses | Fewer than 5 clients | $2.5M | 2.58% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Caleb Sarkis Sevian | Managing Member/Chief Compliance Officer | Nov 2010 (16y) | 75% or more | |
| Kevin William Campbell | Registered representative | Nov 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Oppenheimer & Co. Inc. $58.7M (61% of AUM) Mar 2026
- Charles Schwab & Co. $17.2M (18% of AUM) Mar 2026
- Axos Clearing $16.3M (17% of AUM) Mar 2026
- Morgan Stanley $3.9M (29% of AUM) Sep 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗